28. April 2015 | Voting Rights Announcements
AIXTRON SE
28.04.2015 18:27
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 23, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 17.04.2015
6. Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 3.85% (equals 4342176 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0.76% (equals 860981 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 17.04.2015
6. Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0% (equals 0 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 20.04.2015
6. Total amount of voting rights: 10.12% (equals 11407951 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held
indirectly: 3.84% (equals 4332617 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly:
0.99% (equals 1120657 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 20.04.2015
6. Total amount of voting rights: 10.12% (equals 11407951 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly:
0% (equals 0 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
28.04.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
End of Announcement DGAP News-Service
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