21. April 2016 | Voting Rights Announcements

DGAP Voting Rights Announcement: AIXTRON SE2016-04-21 / 15:35 Dissemination of a Voting Rights Announcement

DGAP Voting Rights Announcement: AIXTRON SE

2016-04-21 / 15:35
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
UBS Group AG Zurich
Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached
13 Apr 2016

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)		 % of voting rights through instruments
(total of 7.b.1 + 7.b.2)		 total of both in %
(7.a. + 7.b.)		 total number of voting rights of issuer
Resulting situation 1.75 % 5.21 % 6.96 % 112720355
Previous notification 1.92 % 4.62 % 6.54 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)		 indirect
(Sec. 22 WpHG)		 direct
(Sec. 21 WpHG)		 indirect
(Sec. 22 WpHG)
DE000A0WMPJ6 0 1969948 0 % 1.75 %
Total 1969948 1.75 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent shares at any time 948067 0.84 %
Substitution Right at any time 2754402 2.44 %
Equity Options from 17.06.16 to 16.12.16 157900 0.14 %
    Total 3860369 3.42 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Equity Swaps from 22.09.17 to 09.01.19 Cash 2015186 1.79 %
      Total 2015186 1.79 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
UBS Group AG % % %
UBS AG % 5.13 % 5.64 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Financial Services Inc. % % %
UBS Group AG % % %
UBS AG % 5.13 % 5.64 %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Ltd % % %
UBS Group AG % % %
UBS AG % 5.13 % 5.64 %
UBS Fund Management (Luxembourg) S.A. % % %
UBS Group AG % % %
UBS AG % 5.13 % 5.64 %
UBS Fund Management (Switzerland) AG % % %
UBS Group AG % % %
UBS AG % 5.13 % 5.64 %
UBS Switzerland AG % % %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)


2016-04-21 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de


Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
End of News DGAP News Service

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