15. October 2015 | Voting Rights Announcements
AIXTRON SE 15.10.2015 17:07 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- Notification of voting rights pursuant to Art. 25a WpHG We received the following notification pursuant to Art. 25a WpHG on October 12, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 07.10.2015 6. Total amount of voting rights: 10.29% (equals 11594070 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.54% (equals 3985936 voting rights) thereof held indirectly: 3.54% (equals 3985936 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.59% (equals 2922459 voting rights) thereof held indirectly: 2.59% (equals 2922459 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.16% (equals 4685675 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Options Maturity: Expiration date: 18.12.2015 Furthermore, we received the following notification pursuant to Art. 25a WpHG on October 12, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Exceeding Threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 07.10.2015 6. Total amount of voting rights: 10.29% (equals 11594070 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.54% (equals 3985936 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.59% (equals 2922459 voting rights) thereof held indirectly: 1.07% (equals 1208660 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.16% (equals 4685675 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Options Maturity: Expiration date: 18.12.2015 Furthermore, we received the following notification pursuant to Art. 25a WpHG on October 12, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 08.10.2015 6. Total amount of voting rights: 9.76% (equals 10998812 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.48% (equals 3922716 voting rights) thereof held indirectly: 3.48% (equals 3922716 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.17% (equals 2448403 voting rights) thereof held indirectly: 2.17% (equals 2448403 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.11% (equals 4627693 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Options Maturity: Expiration date: 18.12.2015 Furthermore, we received the following notification pursuant to Art. 25a WpHG on October 12, 2015: 1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 08.10.2015 6. Total amount of voting rights: 9.76% (equals 10998812 voting rights) calculated from the following total number of voting rights issued: 112715180 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.48% (equals 3922716 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 2.17% (equals 2448403 voting rights) thereof held indirectly: 0.78% (equals 878657 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 4.11% (equals 4627693 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a WpHG: ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 13.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 22.09.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 16.01.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 02.07.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 21.08.2018 ISIN or name/description of the financial/other instrument: Equity Swap Maturity: Expiration date: 27.08.2018 ISIN or name/description of the financial/other instrument: Equity Options Maturity: Expiration date: 18.12.2015 15.10.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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