15. October 2015 | Voting Rights Announcements

Notification of voting rights pursuant to Art. 25a WpHG We received the following notification pursuant

AIXTRON SE 

15.10.2015 17:07

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland 

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
07.10.2015

6. Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)

thereof held indirectly:
3.54% (equals 3985936 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)

thereof held indirectly:
2.59% (equals 2922459 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: 
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Options
Maturity: 
Expiration date: 18.12.2015

Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland 

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
07.10.2015

6. Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)

thereof held indirectly:
1.07% (equals 1208660 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 22.09.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 16.01.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 05.02.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 20.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 01.08.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 03.11.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.03.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 06.06.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.07.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 21.08.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 27.08.2018 

ISIN or name/description of the financial/other instrument: Equity Options 
Maturity: 
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland 

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
08.10.2015

6. Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)

thereof held indirectly:
3.48% (equals 3922716 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.17% (equals 2448403 voting rights)

thereof held indirectly:
2.17% (equals 2448403 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 22.09.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 16.01.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 05.02.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 20.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 01.08.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 03.11.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.03.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 06.06.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.07.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 21.08.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 27.08.2018 

ISIN or name/description of the financial/other instrument: Equity Options 
Maturity: 
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland 

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
08.10.2015

6. Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.17% (equals 2448403 voting rights)

thereof held indirectly:
0.78% (equals 878657 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 13.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 22.09.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 16.01.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 05.02.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 20.12.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 01.08.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 03.11.2017 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 19.03.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 06.06.2016 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 02.07.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 21.08.2018 

ISIN or name/description of the financial/other instrument: Equity Swap 
Maturity: 
Expiration date: 27.08.2018 

ISIN or name/description of the financial/other instrument: Equity Options 
Maturity: 
Expiration date: 18.12.2015



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Language:     English
Company:      AIXTRON SE
              Dornkaulstraße 2
              52134 Herzogenrath
              Germany
Internet:     www.aixtron.com
 
End of Announcement                             DGAP News-Service
 
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