08. December 2015 | Voting Rights Announcements

DGAP Voting Rights Announcement: AIXTRON SE2015-12-08 / 23:13 Dissemination of a Voting Rights Announcement

DGAP Voting Rights Announcement: AIXTRON SE

2015-12-08 / 23:13
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason: Consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation
Name: City and country of registered office:
UBS Group AG Zurich
Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached
30.11.2015

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation 0,15 % 0,37 % 0,52 % 112720355
Previous notification % % 9,87 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
DE000A0WMPJ6 0 174536 0 % 0,15 %
Total 174536 0,15 %

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent shares at any time 90847 0,08 %
Right to substitute shares delivered as collaterals at any time 323515 0,29 %
    Total 414362 0,37 %

b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
UBS Group AG % % %
UBS AG % % %
UBS Americas Inc. % % %
UBS Financial Services Inc. % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Americas Inc. % % %
UBS Asset Management (Americas) Inc. % % %
UBS Asset Management Trust Company % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management (Australia) Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Fund Management (Luxembourg) S.A. % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Fund Management (Switzerland) AG % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %

9. In case of proxy voting according to § 22 Abs. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)



2015-12-08 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de



Our registered trademarks: AIXACT®, AIXTRON®, Atomic Level Solutions®, Close Coupled Showerhead®, CRIUS®, EXP®, EPISON®, Gas Foil Rotation®, Optacap™, OVPD®, Planetary Reactor®, PVPD®, STExS®, Trijet®

Your contact person

Investor Relations

Carsten Werle

Director Investor Relations (Interim)

Phone: +49 (2407) 9030-8815

Send e-mail
Xing
LinkedIn

Service

AIXTRON SE (Headquarters)

AIXTRON 24/7 Technical Support Line

AIXTRON Europe

AIXTRON Ltd (UK)

AIXTRON K.K. (Japan)

AIXTRON Korea Co., Ltd.

AIXTRON Taiwan Co., Ltd. (Main Office)

AIXTRON Inc. (USA)

Products

Vincent Meric
Vice President Marketing

Career

Laura Preinich
Recruiter

Tom Lankes
Talent Acquisition Expert- Ausbildungsleitung

Sustainability

Christoph Pütz
Senior Manager ESG & Sustainability

Company & Investor Relations

Christian Ludwig
Vice President

Carsten Werle
Director Investor Relations (Interim)

Press & Public Relation

Ragah Dorenkamp
Director Corporate Communications

Research & Development

Prof. Dr. Michael Heuken
Vice President Advanced Technologies