22. February 2022 | Voting Rights Announcements

AIXTRON SE 22.02.2022 / 10:28 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announc

AIXTRON SE
22.02.2022 / 10:28
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:	AIXTRON SE
Street:	Dornkaulstraße 2
Postal code:	52134
City:	Herzogenrath Germany
Legal Entity Identifier (LEI):	5299004UJ4D51M25LD67

2. Reason for notification

	Acquisition/disposal of shares with voting rights
X	Acquisition/disposal of instruments
	Change of breakdown of voting rights
X	Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached:

17 Feb 2022

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	Total of both in % (7.a. + 7.b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	0.01 %	5.01 %	5.02 %	113292020
Previous notification	0 %	0 %	0 %	/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN	Absolute		In %
	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)
DE000A0WMPJ6	5928	0	0.01 %	0.00 %
Total	5928		0.01 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
Certificates	17.06.2022-16.12.2022	17.06.2022-16.12.2022	26645	0.02 %
		Total	26645	0.02 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
Equity Linked Swaps on Basket	25.02.2022-10.03.2022	25.02.2022-10.03.2022	Cash	2395312	2.11 %
OTC Call Options on Basket	03.01.2033	Until 03.01.2033	Cash	76055	0.07 %
Contracts For Difference	N/A	N/A	Cash	2494	0 %
Certificates	17.06.2022	17.06.2022	Cash	13982	0.01 %
Certificates	03.01.2033	Until 03.01.2033	Cash	66580	0.06 %
Equity Linked Swaps	16.03.2022	16.03.2022	Cash	922806	0.81 %
OTC Call Options	18.02.2022-03.01.2033	Until 18.02.2022-03.01.2033	Cash	890903	0.79 %
OTC Call Options	17.06.2022	17.06.2022	Cash	17280	0.02 %
OTC Put Options	18.03.2022-03.01.2033	Until 18.03.2022-03.01.2033	Cash	208625	0.18 %
OTC Put Options	20.05.2022	20.05.2022	Cash	1260	0 %
Listed Call Warrants	18.02.2022-03.01.2033	Until 18.02.2022-03.01.2033	Cash	826743	0.73 %
Listed Call Warrants	17.06.2022	17.06.2022	Cash	17280	0.02 %
Listed Put Warrants	18.03.2022-03.01.2033	Until 18.03.2022-03.01.2033	Cash	208625	0.18 %
Listed Put Warrants	20.05.2022	20.05.2022	Cash	1260	0 %
			Total	5649205	4.99 %

8. Information in relation to the person subject to the notification obligation

	Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
Société Générale S.A.	%	%	%
Société Générale Effekten GmbH	%	%	%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights	Proportion of instruments	Total of both
%	%	%

10. Other explanatory remarks:

Date

21 Feb 2022

22.02.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de

Language:	English
Company:	AIXTRON SE
	Dornkaulstraße 2
	52134 Herzogenrath
	Germany
Internet:	www.aixtron.com


End of News	DGAP News Service

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Your contact person

Investor Relations

Carsten Werle

Director Investor Relations (Interim)

Phone: +49 (2407) 9030-8815

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AIXTRON SE 22.02.2022 / 10:28 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announc

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AIXTRON SE 22.02.2022 / 10:28 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announc

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