14. December 2021 | Voting Rights Announcements

AIXTRON SE 14.12.2021 / 14:26 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announc

AIXTRON SE
14.12.2021 / 14:26
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:	AIXTRON SE
Street:	Dornkaulstraße 2
Postal code:	52134
City:	Herzogenrath Germany
Legal Entity Identifier (LEI):	5299004UJ4D51M25LD67

2. Reason for notification

	Acquisition/disposal of shares with voting rights
X	Acquisition/disposal of instruments
	Change of breakdown of voting rights
X	Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached:

08 Dec 2021

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	Total of both in % (7.a. + 7.b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	0.07 %	4.99 %	5.06 %	113292020
Previous notification	n/a %	n/a %	n/a %	/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN	Absolute		In %
	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)
DE000A0WMPJ6	74558	0	0.07 %	0.00 %
Total	74558		0.07 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
Right to recall lent securities	N/A	N/A	1	0 %
Certificates	17.12.2021-16.12.2022	17.12.2021-16.12.2022	42798	0.04 %
		Total	42799	0.04 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
Equity Linked Swaps on Basket	10.12.2021-20.12.2021	10.12.2021-20.12.2021	Cash	2395312	2.11 %
OTC Call Options on Basket	03.01.2033	Until 03.01.2033	Cash	96239	0.08 %
Contracts For Difference	N/A	N/A	Cash	8638	0.01 %
Certificates	17.06.2022	17.06.2022	Cash	13982	0.01 %
Certificates	03.01.2033	Until 03.01.2033	Cash	79102	0.07 %
Equity Linked Swaps	16.12.2021	16.12.2021	Cash	922806	0.81 %
OTC Call Options	17.12.2021-03.01.2033	Until 17.12.2021-03.01.2033	Cash	926753	0.82 %
OTC Put Options	17.12.2021-03.01.2033	Until 17.12.2021-03.01.2033	Cash	163593	0.14 %
Listed Call Warrants	17.12.2021-03.01.2033	Until 17.12.2021-03.01.2033	Cash	841692	0.74 %
Listed Put Warrants	17.12.2021-03.01.2033	Until 17.12.2021-03.01.2033	Cash	163593	0.14 %
			Total	5611710	4.95 %

8. Information in relation to the person subject to the notification obligation

	Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
Société Générale S.A.	%	%	%
Société Générale Effekten GmbH	%	%	%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights	Proportion of instruments	Total of both
%	%	%

10. Other explanatory remarks:

Date

13 Dec 2021

14.12.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de

Language:	English
Company:	AIXTRON SE
	Dornkaulstraße 2
	52134 Herzogenrath
	Germany
Internet:	www.aixtron.com


End of News	DGAP News Service

Our registered trademarks: AIXACT®, AIXTRON®, Atomic Level Solutions®, Close Coupled Showerhead®, CRIUS®, EXP®, EPISON®, Gas Foil Rotation®, Optacap™, OVPD®, Planetary Reactor®, PVPD®, STExS®, Trijet®

Your contact person

Investor Relations

Carsten Werle

Director Investor Relations (Interim)

Phone: +49 (2407) 9030-8815

Send e-mail

AIXTRON SE 14.12.2021 / 14:26 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announc

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