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Directors' Dealings

Disclosure of Directors' Dealings according to Sec. 15a WpHG*

The following transactions with shares/securities or rights (Directors' Dealings*) of the respective notifying party have recently been disclosed to AIXTRON SE (Dornkaulstr. 2, 52134 Herzogenrath/Germany) as an issuer subject to the publication requirements (Directors’ Dealing from previous years can be found in the Archive):

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1. Details of the person discharging managerial responsibilities / person closely


a) Name: Dr. Bernd Schulte

2. Reason for the notification

a) Position: Member of the managing body

b) Initial notification

3. Details of the issuer, emission allowance market participant, auction platform,

auctioneer or auction monitor


b) LEI: 5299004UJ4D51M25LD67

4. Details of the transaction(s)

a) Description of the financial instrument, type of instrument, identification code

Type: Share


b) Nature of the transaction

Purchase of Shares after the execution of Stock Options from Conditional Capital in order to

tender the Shares in the currently running takeover offer by GCI GmbH.

c) Price(s) and volume(s): 4.17 EUR, 216840.00 EUR

d) Aggregated information

Price, Aggregated volume: 4.1700 EUR, 216840.0000 EUR

e) Date of the transaction: 2016-09-12; UTC+2

f) Place of the transaction: Outside a trading venue

*Pursuant to § 15a of the German Securities Trading Act, individuals having managerial responsibilities at an issuer are required to notify both the issuer and the German Federal Authority for Financial Services (BaFin) of their own dealings in shares of the issuer or in related financial instruments. This requirement also applies to certain persons closely associated with these individuals (e.g. spouses, dependent children, legal entities). 

For further information on the disclosure and publication requirements according to Section 15a WpHG we refer to the webpages of the German Financial Supervisory Authority (BaFin) at www.bafin.de