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July 28, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

T. Rowe Price International Funds, Inc. 

Baltimore, Maryland
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 T. Rowe Price International Discovery Fund

 

 

5. Date on which threshold was crossed or reached

 21 Jul 2017

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.26 %

%

3.26%

112804105

Previous notification

%

%

%

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 

3672299

%

3.26 %

Total

 3672299

3.26 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

%

Total

%

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

T. Rowe Price International Fund, Inc.

%

%

%

T. Rowe Price International Discovery Fund

3.26 %

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

July 28, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Union Investment Privatfonds GmbH

Frankfurt am Main
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 25 Jul 2017

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.48 %

0.39 %

2.87%

112804105

Previous notification

4.25 %

 0.39 %

4.65 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

2798711

0 %

2.48 %

Total

 2798711

2.48 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

443368

0.39 %

Total

443368

0.39 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)


%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

July 24, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Union Investment Privatfonds GmbH

Frankfurt am Main
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 20 Jul 2017

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4.25 %

0.39 %

4.65%

112804105

Previous notification

4.83 %

 0.39 %

5.22 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

4797424

0 %

4.25 %

Total

 4797424

4.25 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

443368

0.39 %

Total

443368

 0.39 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)


%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

July 24, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Union Investment Privatfonds GmbH

Frankfurt am Main
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 19 Jul 2017

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4.83 %

0.39 %

5.22%

112804105

Previous notification

5.46 %

 0.42 %

5.88 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

5450439

0 %

4.83 %

Total

 5450439

4.83 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

443368

0.39 %

Total

443368

 0.39 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)


%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

July 13, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

T. Rowe Price Group, Inc.

Baltimore, Maryland
United States of America

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 T. Rowe Price International Ltd

 

 

5. Date on which threshold was crossed or reached

 06.07.2017

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.33 %

 %

3.33 %

112804105

Previous notification

%

 %

 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3751870

0 %

3.33 %

Total

 3751870

3.33 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

 %

Total


 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

T. Rowe Price Group, Inc.

%

%

%

T. Rowe Price Associattes, Inc.

%

%

%

T. Rowe Price International Ltd

3.33 %

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

June 28 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Union Investment Privatfonds GmbH

Frankfurt/Main, Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

 23 Jun 2017

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

5.46 %

0.42 %

5.88 %

112804105

Previous notification

4.64 %

0.51 %

5.15 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

6159758

0.00 %

5.46 %

Total

 6159758

5.46 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

467887

0.42 %

Total

467887

0.42 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)


%

%

%

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

May 19, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Camma Holding S.à.r.l.

Luxembourg, Luxembourg

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

 19 May 2017

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.996 %

0 %

2.996 %

112804105

Previous notification

4.97 %

0 %

4.97 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3380000

0 %

2.996 %

Total

 3380000

2.996 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

 %

Total


 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

Camma Holding S.à.r.l.

%

%

%

CAMMA BV

2.996 %

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

May 16, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Union Investment Privatfonds GmbH

Frankfurt / Main
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

 16 May 2017

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4.64 %

0.51 %

5.15 %

112804105

Previous notification

3.11 %

1.02 %

4.13 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

5238905

0 %

4.64 %

Total

 5238905

4.64 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

572184

0.51 %

Total

572184

0.51 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

  

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

 

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

April 28, 2017

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Union Investment Privatfonds GmbH

Frankfurt / Main
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

28 Apr 2017

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.11 %

1.02 %

4.13 %

112804105

Previous notification

%

%

%

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3507939

0 %

3.11 %

Total

 3507939

3.11 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

1148657

1.02 %

Total

1148657

1.02 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

  

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

 

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

August 24, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Generation Investment Management LLP

London
United Kingdom

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

16 Aug 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.94 %

0.00 %

2.94 %

112737030

Previous notification

4.67 %

0.00 %

4.67 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 

3311339

%

2.94 %

Total

 3311339

2.94 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

%

Total

%

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

  

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

 

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

July 25, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Generation Investment Management LLP

London
United Kingdom

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

14 Jul 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4.67 %

0.00 %

4.67 %

112737030

Previous notification

5.17 %

0.00 %

5.17 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

0

5269265

0 %

4.67 %

Total

 

5269265

4.67 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

%

Total

%

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 X 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

  

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

 

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

May 31, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Allianz Global Investors GmbH

Bockenheimer Landstrasse 42-44, 60323 Frankfurt/Main
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

23 May 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.23 %

0.00 %

2.23 %

112720355

Previous notification

4.80 %

0.04 %

4.84 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

0

2511789

0 %

2.23 %

Total

 

2511789

2.23 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

%

Total

%

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

Allianz SE

%

%

%

Allianz Asset Management AG

%

%

%

Allianz Global Investors GmbH

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

May 13, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG

Zurich

Switzerland

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

05 May 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

0.69 %

0.08 %

0.77 %

112720355

Previous notification

1.75 %

5.21 %

6.96 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

0

773467 

0 %

0.69 %

Total

 

773467 

0.69 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent shares

at any Time

93347 

0.08 %

%

%

Total

93347 

0.08 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Unternehmen        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

April 21, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 

Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG

Zurich

Switzerland

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

13 April 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

1.75 %

5.21 %

6.96 %

112720355

Previous notification

1.92 %

4.62 %

6.54 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

0

1969948 

0 %

1.75 %

Total

 

1969948 

1.75 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent shares

at any Time

948067 

0.84 %

Substitution Right

at any time

2754401

2.44%

Equity options

from 17.06.2016 to 16.12.2016

157900

0.14 %

Total

3860369

3.42 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Equity Swaps

from 22.09.2017 to 9.1.2019

cash

2015186

1.79 %

 

 

 

Total

2015186 

1.79 %

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Unternehmen        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

5.13%

5.64 %

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.13%

5.64 % 

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.13%

5.64%

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.13%

5.64 %

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.13%

5.64%

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

April 8, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

30.03.2016 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 

Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG

Zurich

Switzerland

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

01 April 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

1.92 %

4.62 %

6.54 %

112720355

Previous notification

1.79 %

5.16 %

6.94 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

0

2167838

0 %

1.92 %

Total

 

2167838

1.92 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent shares

at any Time

995838

0.88 %

Substitution Right

at any time

2094441

1.86%

Equity options

from 17.06.2016 to 16.12.2016

157900

0.14 %

Total

3248179

2.88 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Equity Swaps

from 22.09.2017 to 9.1.2019

cash

1957040

1.74 %

 

 

 

Total

1957040 

1.74 %

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Unternehmen        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

%

5.13 %

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5.13 % 

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5.13%

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5.13 %

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5.13%

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

April 7, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

30.03.2016 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

 

Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG

Zurich

Switzerland

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

 

 

5. Date on which threshold was crossed or reached

 

29 March 2016

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

1.79 %

5.16 %

6.94 %

112720355

Previous notification

2.20 %

3.93 %

6.13 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in%

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

0

2012873

0 %

1.79 %

Total

 

2012873

1.79 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent shares

at any Time

2375575

2.11 %

Equity options

from 17.06.2016 to 16.12.2016

157900

0.14 %

Total

2533475

2.25 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Equity Swaps

from 06.06.2016 to 9.1.2019

cash

3348203

2.97 %

 

 

 

Total

3348203 

2.97 %

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Unternehmen        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

5.08%

5.37 %

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.08%

5.37 % 

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.08%

5.37%

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.08%

5.37 %

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

5.08%

5.37%

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

30.März 2016

DGAP Stimmrechtsmitteilung: AIXTRON SE

AIXTRON SE: Veröffentlichung gemäß § 26 Abs. 1 WpHG mit dem Ziel der europaweiten Verbreitung

Stimmrechtsmitteilung

1. Angaben zum Emittenten

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Deutschland

2. Grund der Mitteilung

 

Erwerb/Veräußerung von Aktien mit Stimmrechten

X

Erwerb/Veräußerung von Instrumenten

 

Änderung der Gesamtzahl der Stimmrechte

 

Sonstiger Grund: consequent decrease of Trading Book holdings below 5%

3. Angaben zum Mitteilungspflichtigen

Name:

Registrierter Sitz und Staat:

UBS Group AG    

Zürich

Schweiz

4. Namen der Aktionäre

mit 3% oder mehr Stimmrechten, wenn abweichend von 3.

 

5. Datum der Schwellenberührung

 

18. März 2016

6. Gesamtstimmrechtsanteile

 

Anteil Stimmrechte 

(Summe 7.a.)

Anteil Instrumente 

(Summe 7.b.1.+ 7.b.2.)

Summe Anteile 

(Summe 7.a. + 7.b.)

Gesamtzahl Stimmrechte

neu

2,20 %

3,93 %

 6,13 %

112720355

letzte Mitteilung

0,79 %

5,10 %

5,90 %

/

7. Einzelheiten zu den Stimmrechtsbeständen 

a. Stimmrechte (§§ 21, 22 WpHG)

ISIN

absolut

in %

 

direkt 

(§ 21 WpHG)

zugerechnet 

(§ 22 WpHG)

direkt 

(§ 21 WpHG)

zugerechnet 

(§ 22 WpHG)

DE000A0WMPJ6

0

2477394

0 %

2,20 %

Summe

2477394

2,20 %

b.1. Instrumente i.S.d. § 25 Abs. 1 Nr. 1 WpHG

Art des Instruments

Fälligkeit / Verfall

Ausübungszeitraum / Laufzeit

Stimmrechte absolut

Stimmrechte in %

Right to recall lent shares

any time

920676

0,82 %

Equity Options

from 17.06.2016 to 16.12.2016

157900

0,14 %

Summe

1078576

0,96 %

b.2. Instrumente i.S.d. § 25 Abs. 1 Nr. 2 WpHG

Art des Instruments

Fälligkeit / Verfall

Ausübungszeitraum / Laufzeit

Barausgleich oder physische Abwicklung

Stimmrechte absolut

Stimmrechte in %

Equity Swaps

from 20.12.2016 to 9.1.2019

Bar

3348203

2,97 %

 

 

 

Summe

 3348203

2,97% 

8. Informationen in Bezug auf den Mitteilungspflichtigen

 

Mitteilungspflichtiger (3.) wird weder beherrscht noch beherrscht Mitteilungspflichtiger andere Unternehmen mit melderelevanten Stimmrechten des Emittenten (1.).

 X 

Vollständige Kette der Tochterunternehmen beginnend mit der obersten beherrschenden Person oder dem oberstem beherrschenden Unternehmen:

Unternehmen        

Stimmrechte in %, wenn 3% oder höher

Instrumente in %, wenn 5% oder höher

Summe in %, wenn 5% oder höher

UBS Group AG

%

%

%

UBS AG

%

%

5,12 %

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5,12 % 

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5,12 %

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

5,12%

UBS Switzerland AG

%

%

%

9. Bei Vollmacht gemäß § 22 Abs. 3 WpHG

(nur möglich bei einer Zurechnung nach § 22 Abs. 1 Satz 1 Nr. 6 WpHG)

Datum der Hauptversammlung:

 

Gesamtstimmrechtsanteil nach der Hauptversammlung:

% (entspricht Stimmrechten)

March 16, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

07.03.2016 

Notification of Major Holdings

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Camma Holding sarl

 Luxembourg
 Luxembourg

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

CAMMA BV

 

5. Date on which threshold was crossed or reached

 

07 March 2016

6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4.97 %

0 %

4.97 %

112720355

Previous notification

7.51 %

n.a. %

n.a. %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)


indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE000A0WMPJ6

0

 5,600,000

0 %

4.97 %

Total

5,600,000

4.97 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Total

 

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

 

 

Total

 

 

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

Camma Holding sarl

%

%

%

CAMMA BV

4.97%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

February 24, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

24.02.2016 

Notification of Major Holdings

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG           

Zurich
Schweiz

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached

16 Feb 2016

6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

0,96 %

4,84 %

5,80 %

112720355

Previous notification

0,15 %

0,33 %

0,47 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)


indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE000A0WMPJ6

0

 1077153

0 %

0,96 %

Total

1077153

0,96 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

 Right to recall lent shares

 

at any time

 968150

0,86 %

 Right to substitute shares delivered as collaterals

 

at any time

1382546

1,23 %

Equity Options

Ferom 18/3/2016 to 16/12/2016

238800

0.21%

Total

2589496

2,30 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 Equity Swaps

 from 6/6/2016 to 9/1/2019

 

Cash 

 2869763

%2.55

 

 

 

Total

2869763 

%2.55

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

%

%5.42

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%5.42

UBS Asset Management (Australia) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%5.42

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%5.42

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%5.42

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

February 05, 2016

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany

2. Reason for notification

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason: consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG           

Zurich
Schweiz

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached

28 Jan 2016

6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

0,15 %

0,33 %

0,47 %

112720355

Previous notification

0,27 %

5,26 %

5,53 %

/

7. Notified details of the resulting situation


a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)


indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE000A0WMPJ6

0

 163866

0 %

0,15 %

Total

163866

0,15 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

 Right to recall lent shares

 

at any time

 88347

0,08 %

 Right to substitute shares delivered as collaterals

 

at any time

281351

0,25 %

Total

369698

0,33 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

 

 

 

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 X 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Americas Holding LLC

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Asset Management (Australia) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Ltd

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Luxembourg) S.A.

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Switzerland) AG

%

%

%

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

January 12, 2016

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Argonaut capital Partners LLP

4th Floor, 115 George Street, Edinburgh, EH2 4JN

United Kingdom

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached

10.12.2015

6. Total positions

 

% of voting rights attached to shares 

(total of 7.a.)

% of voting rights through instruments 

(total of 7.b.1 + 7.b.2)

total of both in % 

(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

7.66 %

%

7.66 %

112720355

Previous notification

%

%

%

/

7. Notified details of the resulting situation 

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 

(Sec. 21 WpHG)

indirect 

(Sec. 22 WpHG)

direct 

(Sec. 21 WpHG)

indirect 

(Sec. 22 WpHG)

DE000A0WMPJ6

8628989

 

7.66 %

%

Total

8628989

 

7.66 %

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

 

 

 

 

%

 

 

Total

 

%

b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

 

 

 

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

X

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

9. In case of proxy voting according to § 22 Abs. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

December 21, 2015

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Allianz Global Investors GmbH

Bockenheimer Landstraße 42-44, 60323 Frankfurt/Main

Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached

10.12.2015

6. Total positions

 

% of voting rights attached to shares 

(total of 7.a.)

% of voting rights through instruments 

(total of 7.b.1 + 7.b.2)

total of both in % 

(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4,80 %

0,04 %

4,84 %

112720355

Previous notification

6,05 %

%

6,05 %

/

7. Notified details of the resulting situation 

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 

(Sec. 21 WpHG)

indirect 

(Sec. 22 WpHG)

direct 

(Sec. 21 WpHG)

indirect 

(Sec. 22 WpHG)

DE000A0WMPJ6

0

5409483

0,00 %

4,80 %

Total

5409483

4,80 %

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right for redelivery of shares being subject to open overnight securities lending

None

Cancellation possible on each trading day

45899

0,04 %

 

 

Total

45899

0,04 %

b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

 

 

 

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

Allianz SE

%

%

%

Allianz Asset Management AG

%

%

%

Allianz Global Investors GmbH

4,80 %

%

%

9. In case of proxy voting according to § 22 Abs. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

December 8, 2015

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason: Consequent decrease of Trading Book holdings below 5%

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

UBS Group AG

Zurich
Switzerland

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached

30.11.2015

6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

0,15 %

0,37 %

0,52 %

112720355

Previous notification

%

%

9,87 %

/

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE000A0WMPJ6

0

174536

0 %

0,15 %

Total

174536

0,15 %

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent shares

 

at any time

90847

0,08 %

Right to substitute shares delivered as collaterals

 

at any time

323515

0,29 %

 

 

Total

414362

0,37 %

b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Americas Inc.

%

%

%

UBS Financial Services Inc.

%

%

%

 

 

 

 

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Americas Inc.

%

%

%

UBS Asset Management (Americas) Inc.

%

%

%

UBS Asset Management Trust Company

%

%

%

 

 

 

 

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Asset Management (Australia) Ltd

%

%

%

 

 

 

 

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Asset Management Holding (No. 2) Ltd

%

%

%

UBS Asset Management Holding Ltd

%

%

%

UBS Asset Management (UK) Limited

%

%

%

 

 

 

 

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Luxembourg) S.A.

%

%

%

 

 

 

 

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Fund Management (Switzerland) AG

%

%

%

 

 

 

 

UBS Group AG

%

%

%

UBS AG

%

%

%

UBS Switzerland AG

%

%

%

9. In case of proxy voting according to § 22 Abs. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

November 4, 2015

Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
23.10.2015

6. Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)

thereof held indirectly:
3.73% (equals 4205933 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)

thereof held indirectly:
2.35% (equals 2644960 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
23.10.2015

6. Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)

thereof held indirectly:
0.76% (equals 854865 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
26.10.2015

6. Total amount of voting rights:
9.87% (equals 11130286 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.55% (equals 3997079 voting rights)

thereof held indirectly:
3.55% (equals 3997079 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2646501 voting rights)

thereof held indirectly:
2.35% (equals 2646501 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.98% (equals 4486706 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
26.10.2015

6. Total amount of voting rights:
9.87% (equals 11130286 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.55% (equals 3997079 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2646501 voting rights)

thereof held indirectly:
0.73% (equals 819873 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.98% (equals 4486706 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015


October 26, 2015

Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
21, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
16.10.2015

6. Total amount of voting rights:
9.59% (equals 10810431 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.70% (equals 4168464 voting rights)

thereof held indirectly:
3.70% (equals 4168464 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.03% (equals 2284515 voting rights)

thereof held indirectly:
2.03% (equals 2284515 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.87% (equals 4357452 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 21, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
16.10.2015

6. Total amount of voting rights:
9.59% (equals 10810431 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.70% (equals 4168464 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.03% (equals 2284515 voting rights)

thereof held indirectly:
0.44% (equals 501033 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.87% (equals 4357452 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 21, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
15.10.2015

6. Total amount of voting rights:
10.22% (equals 11521590 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.71% (equals 4183464 voting rights)

thereof held indirectly:
3.71% (equals 4183464 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.69% (equals 3032057 voting rights)

thereof held indirectly:
2.69% (equals 3032057 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.82% (equals 4306069 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015


Further more we received the following notification pursuant to Art. 25a
WpHG on October 21, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
15.10.2015

6. Total amount of voting rights:
10.22% (equals 11521590 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.71% (equals 4183464 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.69% (equals 3032057 voting rights)

thereof held indirectly:
1.06% (equals 1198575 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
3.82% (equals 4306069 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:


ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015


October 16, 2015

Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
07.10.2015

6. Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)

thereof held indirectly:
3.54% (equals 3985936 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)

thereof held indirectly:
2.59% (equals 2922459 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015

Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
07.10.2015

6. Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)

thereof held indirectly:
1.07% (equals 1208660 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
08.10.2015

6. Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)

thereof held indirectly:
3.48% (equals 3922716 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.17% (equals 2448403 voting rights)

thereof held indirectly:
2.17% (equals 2448403 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
08.10.2015

6. Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.17% (equals 2448403 voting rights)

thereof held indirectly:
0.78% (equals 878657 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015

October 12, 2015

Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We received the following notification pursuant to Art. 25, Sec. 1 WpHG on October 06, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
The Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
30.09.2015
6. Total amount of voting rights:
5.01% (equals 5644987 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
4.99% (equals 5621876 voting rights)
thereof held indirectly:
4.99% (equals 5621876 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
0.02% (equals 23111 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25
WpHG:
Chain of controlled undertakings:
Goldman Sachs International is controlled by Goldman Sachs Group UK Limited
which is controlled by Goldman Sachs (UK) L.L.C. which is controlled by The
Goldman Sachs Group, Inc.
Goldman, Sachs & Co. is controlled by The Goldman, Sachs & Co. L.L.C. which
is controlled by The Goldman Sachs Group, Inc.
ISIN or name/description of the financial/other instrument: Stock Loan
(Physical)
Expiration date: Open

Furthermore we received the following notification pursuant to Art. 25a WpHG on October 06, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
The Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
30.09.2015
6. Total amount of voting rights:
5.04% (equals 5677813 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.03% (equals 32826 voting rights)
thereof held indirectly:
0.03% (equals 32826 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
4.99% (equals 5621876 voting rights)
thereof held indirectly:
4.99% (equals 5621876 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
0.02% (equals 23111 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
Goldman Sachs International is controlled by Goldman Sachs Group UK Limited
which is controlled by Goldman Sachs (UK) L.L.C. which is controlled by The
Goldman Sachs Group, Inc.
ISIN or name/description of the financial/other instrument: CFD (Cash)
Expiration date: 14.07.2025

Furthermore we received the following notification pursuant to Art. 25, Sec. 1 WpHG on October 06, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
The Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
02.10.2015
6. Total amount of voting rights:
4.65% (equals 5243631 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
4.63% (equals 5220420 voting rights)
thereof held indirectly:
4.63% (equals 5220420 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
0.02% (equals 23211 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25
WpHG:
Chain of controlled undertakings:
Goldman Sachs International is controlled by Goldman Sachs Group UK Limited
which is controlled by Goldman Sachs (UK) L.L.C. which is controlled by The
Goldman Sachs Group, Inc.
Goldman, Sachs & Co. is controlled by The Goldman, Sachs & Co. L.L.C. which
is controlled by The Goldman Sachs Group, Inc.
ISIN or name/description of the financial/other instrument: Stock Loan
(Physical)
Expiration date: Open


Furthermore we received the following notification pursuant to Art. 25a WpHG on October 06, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
The Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
02.10.2015
6. Total amount of voting rights:
4.68% (equals 5276457 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.03% (equals 32826 voting rights)
thereof held indirectly:
0.03% (equals 32826 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
4.63% (equals 5220420 voting rights)
thereof held indirectly:
4.63% (equals 5220420 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
0.02% (equals 23211 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
Goldman Sachs International is controlled by Goldman Sachs Group UK Limited
which is controlled by Goldman Sachs (UK) L.L.C. which is controlled by The
Goldman Sachs Group, Inc.
ISIN or name/description of the financial/other instrument: CFD (Cash)
Expiration date: 14.07.2025


Furthermore, on October 07, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via Shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on October 01, 2015 and on that day amounted to 4.67% (this corresponds to 5262909 Voting Rights). 4.67% of Voting Rights (this corresponds to 5262909 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.


Furthermore, on October 07, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on October 01, 2015 and on that day amounted to 4.67% (this corresponds to 5262909 Voting Rights). 0.51% of Voting Rights (this corresponds to 572811 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, we received the following notification pursuant to Art. 25a WpHG on October 07, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
01.10.2015
6. Total amount of voting rights:
9.79% (equals 11031357 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.68% (equals 4146938 voting rights)
thereof held indirectly:
3.68% (equals 4146938 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.44% (equals 1621510 voting rights)
thereof held indirectly:
1.44% (equals 1621510 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.67% (equals 5262909 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity options
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 07, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
01.10.2015
6. Total amount of voting rights:
9.79% (equals 11031357 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.68% (equals 4146938 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.44% (equals 1621510 voting rights)
thereof held indirectly:
0.27% (equals 308270 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.67% (equals 5262909 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity options
Expiration date: 18.12.2015


October 7, 2015

On September 30, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 24, 2015 and on that day amounted to 5.08% (this corresponds to 5727129 Voting Rights). 5.08% of Voting Rights (this corresponds to 5727129 Voting Rights) are attributed to the Company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on September 30, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via Shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 24, 2015 and on that day amounted to 5.08% (this corresponds to 5727129 Voting Rights). 1.15% of Voting Rights (this corresponds to 1297644 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

September 28, 2015

On September 23, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on September 18, 2015 and on that day amounted to 4.90% (this corresponds to 5520359 Voting Rights). 4.90% of Voting Rights (this corresponds to 5520359 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting
Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.


Furthermore, on September 23, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via Shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on September 18, 2015 and on that day amounted to 4.90% (this corresponds to 5520359 Voting Rights). 1.14% of Voting Rights (this corresponds to 1283115 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

September 16, 2015

On September 11, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 08, 2015 and on that day amounted to 5.03% (this corresponds to 5667495 Voting Rights). 5.03% of Voting Rights (this corresponds to 5667495 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on September 11, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 08, 2015 and on that day amounted to 5.03% (this corresponds to 5667495 Voting Rights). 1.14% of Voting Rights (this corresponds to 1281685 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on September 11, 2015, Baillie Gifford Overseas Limited, Edinburgh, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 11, 2015 and on that day amounted to 5.21% (this corresponds to 5872610 Voting Rights). 5.21% of Voting Rights (this corresponds to 5872610 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act). (Corrected on September 18, 2015)

September 09, 2015

On September 04, 2015, Baillie Gifford & Co, Edinburgh, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 02, 2015 and on that day amounted to 5.11% (this corresponds to 5755298 Voting Rights). 0.50% of Voting Rights (this corresponds to 559941 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act). 4.61% of Voting Rights (this corresponds to 5195357 Voting Rights) are attributed to the company via Baillie Gifford Overseas Limited in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).


Furthermore, on September 04, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 02, 2015 and on that day amounted to 5.13% (this corresponds to 5784180 Voting Rights). 5.13% of Voting Rights (this corresponds to 5784180 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on September 04, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on September 02, 2015 and on that day amounted to 5.13% (this corresponds to 5784180 Voting Rights). 1.14% of Voting Rights (this corresponds to 1279624 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on September 08, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on September 04, 2015 and on that day amounted to 4.97% (this corresponds to 5604926 Voting Rights). 4.97% of Voting Rights (this corresponds to 5604926 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on September 08, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on September 04, 2015 and on that day amounted to 4.97% (this corresponds to 5604926 Voting Rights). 1.14% of Voting Rights (this corresponds to 1280573 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

September 02, 2015

Notification of voting rights pursuant to Art. 25a WpHG

We received the following notification pursuant to Art. 25a WpHG on August
28, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Exceeding Threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 25.08.2015

6. Total amount of voting rights: 10.15% (equals 11439741 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.67% (equals 4133838 voting rights) thereof held indirectly: 3.67% (equals
4133838 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.65% (equals 1864217 voting rights) thereof held indirectly:
1.65% (equals 1864217 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.83% (equals 5441686 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a
WpHG on August 28, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Exceeding Threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 25.08.2015

6. Total amount of voting rights: 10.15% (equals 11439741 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.67% (equals 4133838 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.65% (equals 1864217 voting rights) thereof held indirectly:
0.36% (equals 402999 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.83% (equals 5441686 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

August 27, 2015

Notification of voting rights pursuant to Art. 25a WpHG

We received the following notification pursuant to Art. 25a WpHG on August
24, 2015:

1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Exceeding Threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 18.08.2015

6. Total amount of voting rights: 10.01% (equals 11287969 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.71% (equals 4180234 voting rights) thereof held
indirectly: 3.71% (equals 4180234 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.52% (equals 1710145 voting rights) thereof held indirectly:
1.52% (equals 1710145 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.79% (equals 5397590 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 24, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Exceeding Threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 18.08.2015

6. Total amount of voting rights: 10.01% (equals 11287969 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion: Voting rights
proportion based on financial/other instruments pursuant to Art. 25a, Sec.
1 WpHG: 3.71% (equals 4180234 voting rights) thereof held indirectly: 0.00%
(equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.52% (equals 1710145 voting rights) thereof held indirectly:
0.20% (equals 229901 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.79% (equals 5397590 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 24, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 19.08.2015

6. Total amount of voting rights: 9.91% (equals 11172502 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion: Voting rights
proportion based on financial/other instruments pursuant to Art. 25a, Sec.
1 WpHG: 3.69% (equals 4160173 voting rights) thereof held indirectly: 3.69%
(equals 4160173 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.41% (equals 1587851 voting rights) thereof held indirectly:
1.41% (equals 1587851 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.81% (equals 5424478 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 24, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 19.08.2015

6. Total amount of voting rights: 9.91% (equals 11172502 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.69% (equals 4160173 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.41% (equals 1587851 voting rights) thereof held indirectly:
0.11% (equals 127607 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.81% (equals 5424478 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

August 25, 2015

On August 25, 2015, Caisse des dépôts et consignations, 56, rue de Lille, 75356 Paris 07 SP, France has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on August 17, 2015 and on that day amounted to 3.11% (this corresponds to 3509631 Voting Rights). 3.11% of Voting Rights (this corresponds to 3509631 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: CDC Entreprises Valeurs Moyennes.

Furthermore on August 25, 2015, CDC Entreprises Valeurs moyennes, 1, rue Danton, 75006 Paris, France has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE,
Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on August 17, 2015 and on that day amounted to 3.11% (this corresponds to 3509631 Voting Rights).

August 19, 2015

We received the following notification pursuant to Art. 25a WpHG on August
14, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 12.08.2015
6. Total amount of voting rights: 10.03% (equals 11302645 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.77% (equals 4251030 voting rights) thereof held
indirectly: 3.77% (equals 4251030 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.39% (equals 1567065 voting rights) thereof held indirectly:
1.39% (equals 1567065 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.87% (equals 5484550 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 31.10.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015


Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 14, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 12.08.2015
6. Total amount of voting rights: 10.03% (equals 11302645 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.77% (equals 4251030 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.39% (equals 1567065 voting rights) thereof held indirectly:
0.23% (equals 261523 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.87% (equals 5484550 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 31.10.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015


Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 19, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling Below Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 14.08.2015
6. Total amount of voting rights: 9.66% (equals 10892233 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.54% (equals 3986146 voting rights) thereof held
indirectly: 3.54% (equals 3986146 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.27% (equals 1427924 voting rights) thereof held indirectly:
1.27% (equals 1427924 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.86% (equals 5478163 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015


Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 19, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling Below Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 14.08.2015
6. Total amount of voting rights: 9.66% (equals 10892233 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.54% (equals 3986146 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.27% (equals 1427924 voting rights) thereof held indirectly:
0.11% (equals 121408 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.86% (equals 5478163 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015

August 05, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 31, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
28.07.2015

6. Total amount of voting rights:
10.08% (equals 11362031 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.64% (equals 4099643 voting rights)

thereof held indirectly:
3.64% (equals 4099643 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.10% (equals 1237211 voting rights)

thereof held indirectly:
1.10% (equals 1237211 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
5.35% (equals 6025177 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


 
Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 31, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
28.07.2015

6. Total amount of voting rights:
10.08% (equals 11362031 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.64% (equals 4099643 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.10% (equals 1237211 voting rights)
thereof held indirectly:
0.44% (equals 500416 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
5.35% (equals 6025177 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


Furthermore, on July 31, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on July 29, 2015 and on that day
amounted to 4.72% (this corresponds to 5315065 Voting Rights).
4.72% of Voting Rights (this corresponds to 5315065 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed
Voting Rights are held by the following companies under its control, whose
share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS
AG.

Furthermore, on July 31, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on July 29, 2015 and on that day amounted to
4.72% (this corresponds to 5315065 Voting Rights).
1.08% of Voting Rights (this corresponds to 1219803 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 1 of the WpHG (German Securities Trading Act).
 
 
Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 31, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
29.07.2015

6. Total amount of voting rights:
9.77% (equals 11013942 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.65% (equals 4112572 voting rights)
thereof held indirectly:
3.65% (equals 4112572 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.41% (equals 1586305 voting rights)
thereof held indirectly:
1.41% (equals 1586305 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.72% (equals 5315065 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015


Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 31, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
29.07.2015

6. Total amount of voting rights:
9.77% (equals 11013942 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.65% (equals 4112572 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.41% (equals 1586305 voting rights)
thereof held indirectly:
0.16% (equals 178311 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.72% (equals 5315065 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

July 27, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 22, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 17.07.2015

6. Total amount of voting rights: 9.80% (equals 11051088 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.81% (equals 4292006 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.73% (equals 821670 voting rights) thereof held indirectly:
0.15% (equals 172000 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.27% (equals 5937412 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016

Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 22, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 17.07.2015

6. Total amount of voting rights: 9.80% (equals 11051088 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.81% (equals 4292006 voting rights) thereof held
indirectly: 3.81% (equals 4292006 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.73% (equals 821670 voting rights) thereof held indirectly:
0.73% (equals 821670 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.27% (equals 5937412 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016

July 23, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 16, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
10.07.2015

6. Total amount of voting rights:
10.24% (equals 11547514 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 4.05% (equals 4561651 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.88% (equals 994286 voting rights) thereof held indirectly:
0.31% (equals 344616 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.32% (equals 5991577 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016


Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 16, 2015:

1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
10%

5. Date at which the threshold is crossed or reached:
10.07.2015

6. Total amount of voting rights:
10.24% (equals 11547514 voting rights)
calculated from the following total number of voting rights issued:
112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 4.05% (equals 4561651 voting rights) thereof held
indirectly: 4.05% (equals 4561651 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.88% (equals 994286 voting rights) thereof held indirectly:
0.88% (equals 994286 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.32% (equals 5991577 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016


July 15, 2015

Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We received the following notification pursuant to Art. 25, Sec. 1 WpHG on
July 09, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: The Goldman Sachs Group, Inc., Wilmington, Delaware, United
States
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 03.07.2015
6. Total amount of voting rights: 5.03% (equals 5668871 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 4.81% (equals 5418245 voting rights) thereof held indirectly:
4.81% (equals 5418245 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 0.22% (equals 250626 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25
WpHG: Chain of controlled undertakings: Goldman Sachs International is controlled by Goldman Sachs Group UK Limited which is controlled by Goldman Sachs (UK) L.L.C., which is controlled by von The Goldman Sachs Group, Inc. Goldman, Sachs & Co. is controlled by The Goldman, Sachs & Co. L.L.C. which is controlled by The Goldman Sachs Group, Inc. ISIN or name/description of the financial/other instrument: Stock Loan
(Physical), Expiration date: open

Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on July 09, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: The Goldman Sachs Group, Inc., Wilmington, Delaware, United
States
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 03.07.2015
6. Total amount of voting rights: 5.06% (equals 5701697 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.03% (equals 32826 voting rights) thereof Held indirectly: 0.03% (equals 32826 voting rights)
Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 4.81% (equals 5418245 voting rights) thereof held indirectly: 4.81% (equals 5418245 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 0.22% (equals 250626 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: Goldman Sachs International is controlled by Goldman Sachs Group UK Limited which is controlled by Goldman Sachs (UK) L.L.C., which is controlled by The Goldman Sachs Group, Inc. ISIN or name/description of the financial/other instrument: CFD (Cash),  Expiration date: 13.09.2024
ISIN or name/description of the financial/other instrument: CFD (Cash), Expiration date: 12.03.2025
ISIN or name/description of the financial/other instrument: CFD (Cash), Expiration date: 13.03.2025

Furthermore, we received the following notification pursuant to Art. 25, Sec. 1 WpHG on July 09, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: The Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 06.07.2015
6. Total amount of voting rights: 4.77% (equals 5381238 voting rights) calculated from the following total number of voting rights issued: 112715180
7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 4.72% (equals 5320270 voting rights) thereof held indirectly:
4.72% (equals 5320270 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 0.05% (equals 60968 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25 WpHG:
Chain of controlled undertakings: Goldman Sachs International is controlled by Goldman Sachs Group UK Limited which is controlled by Goldman Sachs (UK) L.L.C., which is controlled by von The Goldman Sachs Group, Inc. Goldman, Sachs & Co. is controlled by The Goldman, Sachs & Co. L.L.C. which is controlled by The Goldman Sachs Group, Inc. ISIN or name/description of the financial/other instrument: Stock Loan
(Physical), Expiration date: open

Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on July 09, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: The Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 06.07.2015
6. Total amount of voting rights: 4.80% (equals 5414064 voting rights)
calculated from the following total number of voting rights issued: 112715180
7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.03% (equals 32826 voting rights) thereof held
indirectly: 0.03% (equals 32826 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 4.72% (equals 5320270 voting rights) thereof held indirectly:
4.72% (equals 5320270 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 0.05% (equals 60968 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: Goldman Sachs International is controlled by Goldman Sachs Group UK Limited which is controlled by Goldman Sachs (UK) L.L.C., which is controlled by The Goldman Sachs Group, Inc.
ISIN or name/description of the financial/other instrument: CFD (Cash),  Expiration date: 13.09.2024
ISIN or name/description of the financial/other instrument: CFD (Cash),  Expiration date: 12.03.2025
ISIN or name/description of the financial/other instrument: CFD (Cash), Expiration date: 13.03.2025

July 9, 2015

Correction of releases dated June 22, 2015 according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide Distribution

On July 03, 2015, NN Investment Partners B.V., The Hague, The Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights). 0.72% of Voting Rights (this corresponds to 816799 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act). 2.21% of Voting Rights (this corresponds to 2485171 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners Belgium S.A., Brussels, Belgium has informed us on July 03, 2015 according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany,
have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights). 0.02% of Voting Rights (this corresponds to 25000 Voting Rights)
are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act). 2.91% of Voting Rights (this corresponds to 3276970 Voting Rights) are attributed to
the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners Luxembourg S.A., Luxemburg, Luxembourg has informed us on July 03, 2015 according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights). 2.18% of Voting Rights (this corresponds to 2460171 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act). 0.75% of Voting Rights (this corresponds to 841799 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

July 6, 2015

On June 30, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold
of the Voting Rights on June 25, 2015 and on that day amounted to 5.003% (this corresponds to 5638092 Voting Rights). 5.003% of Voting Rights (this corresponds to 5638092 Voting Rights) are attributed to the company in
accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 30, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 25, 2015 and on that day amounted to 5.003% (this corresponds to 5638092 Voting Rights). 1.02% of Voting Rights (this corresponds to 1152058 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

June 30, 2015

On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 19, 2015 and on that day amounted to 4.99% (this corresponds to 5624525 Voting Rights). 4.99% of Voting Rights (this corresponds to 5624525 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 24, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 19, 2015 and on that day amounted to 4.99% (this corresponds to 5624525 Voting Rights). 1.01% of Voting Rights (this corresponds to 1135032 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on that day amounted to 5.005% (this corresponds to 5640715 Voting Rights). 5.005% of Voting Rights (this corresponds to 5640715 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on that day amounted to 5.005% (this corresponds to 5640715 Voting Rights). 1.01% of Voting Rights (this corresponds to 1134962 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 24, 2015 and on that day amounted to 4.997% (this corresponds to 5631266 Voting Rights). 4.997% of Voting Rights (this corresponds to 5631266 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 24, 2015 and on that day amounted to 4.997% (this corresponds to 5631266 Voting Rights). 1.02% of Voting Rights (this corresponds to 1153575 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.06.2015
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) calculated from the following total number of voting rights issued: 112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held indirectly: 3.94% (equals 4440811 voting rights)
Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly:
0.94% (equals 1058131 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016

Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.06.2015
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) calculated from the following total number of voting rights issued: 112701905
7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly: 0.09% (equals 96429 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016


June 26, 2015

On June 22, 2015, NN Group N.V., Amsterdam, The Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares ist Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to
2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Insurance Eurasia N.V., Amsterdam, The Netherlands has informed us according to Article 21, Section 1 of the WpHG on June 22, 2015, that via shares its Voting Rights on AIXTRON SE, Herzogenrath,
Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners Holdings N.V., The Hague, The Netherlands has informed us according to Article 21, Section 1 of the WpHG on June 22, 2015, that via shares its Voting Rights on AIXTRON SE,
Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). 2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners International Holdings B.V., The  Hague, The Netherlands has informed us according to Article 21, Section 1 of the WpHG on June 22, 2015, that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). 2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are
attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners Belgium S.A., Brussels, Belgium has informed us according to Article 21, Section 1 of the WpHG on June 22, 2015, that via shares its Voting Rights on AIXTRON SE, Herzogenrath,
Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners B.V., The Hague, The Netherlands has informed us according to Article 21, Section 1 of the WpHG on June 22, 2015, that via shares its Voting Rights on AIXTRON SE, Herzogenrath,
Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, NN Investment Partners Luxembourg S.A., Luxembourg, Luxembourg
has informed us according to Article 21, Section 1 of the WpHG on June 22,
2015, that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on June 18, 2015 and on that day amounted to 2.93% (this corresponds to 3301970 Voting Rights).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act).
2.93% of Voting Rights (this corresponds to 3301970 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

 

May 13, 2015: Correction of publications

Correction of the publications of February 09, 2015, December
17, 2013 and November 26, 2013 according to § 26 paragraph. 1 WpHG with
the objective of Europe-wide distribution

On May 07, 2015, NN Investment Partners B.V. (formerly known as ING Fund
Management B.V.), Den Haag, Netherlands has informed us according to
Article 21, Section 1 of the WpHG that via shares its Voting Rights on
AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the
Voting Rights on February 05, 2015 and on that day amounted to 3.10% (this
corresponds to 3493665 Voting Rights). 0.61% of Voting Rights (this
corresponds to 684839 Voting Rights) are attributed to the company in
accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG
(German Securities Trading Act). 2.49% of Voting Rights (this corresponds
to 2808826 Voting Rights) are attributed to the company in accordance with
Article 22, Section 2, WpHG (German Securities Trading Act).


Furthermore, on May 07, 2015, NN Investment Partners Luxembourg S.A.
(formerly known as ING Investment Management Luxembourg S.A.), Luxembourg,
Luxembourg has informed us according to Article 21, Section 1 of the WpHG
that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany,
have exceeded the 3% threshold of the Voting Rights on February 05, 2015
and on that day amounted to 3.10% (this corresponds to 3493665 Voting
Rights). 2.49% of Voting Rights (this corresponds to 2808826 Voting Rights)
are attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 6 of the WpHG (German Securities Trading Act). 0.61% of
Voting Rights (this corresponds to 684839 Voting Rights) are attributed to
the company in accordance with Article 22, Section 2, WpHG (German
Securities Trading Act).


Furthermore, on May 07, 2015, NN Investment Partners B.V. (formerly known
as ING Fund Management B.V.), Den Haag, Netherlands has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3%
threshold of the Voting Rights on December 13, 2013 and on that day
amounted to 2.99% (this corresponds to 3369662 Voting Rights). 1.14% of
Voting Rights (this corresponds to 1287110 Voting Rights) are attributed to
the company in accordance with Article 22, Section 1, Sentence 1, No. 6 of
the WpHG (German Securities Trading Act). 1.85% of Voting Rights (this
corresponds to 2082552 Voting Rights) are attributed to the company in
accordance with Article 22, Section 2, WpHG (German Securities Trading
Act).


Furthermore, on May 07, 2015, NN Investment Partners Luxembourg S.A.
(formerly known as ING Investment Management Luxembourg S.A.), Luxembourg,
Luxembourg has informed us according to Article 21, Section 1 of the WpHG
that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany,
have fallen below the 3% threshold of the Voting Rights on December 13,
2013 and on that day amounted to 2.99% (this corresponds to 3369662 Voting
Rights). 1.85% of Voting Rights (this corresponds to 2082552 Voting Rights)
are attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 6 of the WpHG (German Securities Trading Act). 1.14% of
Voting Rights (this corresponds to 1287110 Voting Rights) are attributed to
the company in accordance with Article 22, Section 2, WpHG (German
Securities Trading Act).


Furthermore, on May 07, 2015, NN Investment Partners B.V. (formerly known
as ING Fund Management B.V.), Den Haag, Netherlands has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold
of the Voting Rights on November 12, 2013 and on that day amounted to
3.002% (this corresponds to 3376037 Voting Rights). 1.158% of Voting Rights
(this corresponds to 1302002 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 6 of the WpHG
(German Securities Trading Act). 1.844% of Voting Rights (this corresponds
to 2074035 Voting Rights) are attributed to the company in accordance with
Article 22, Section 2, WpHG (German Securities Trading Act).


Furthermore, on May 07, 2015, NN Investment Partners Luxembourg S.A.
(formerly known as ING Investment Management Luxembourg S.A.), Luxembourg,
Luxembourg has informed us according to Article 21, Section 1 of the WpHG
that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany,
have exceeded the 3% threshold of the Voting Rights on November 12, 2013
and on that day amounted to 3.002% (this corresponds to 3376037 Voting
Rights). 1.844% of Voting Rights (this corresponds to 2074035 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading Act).
1.158% of Voting Rights (this corresponds to 1302002 Voting Rights) are
attributed to the company in accordance with Article 22, Section 2, WpHG
(German Securities Trading Act).


May 12, 2015

On May 06, 2015, NN (L) (formerly known as ING (L)), Luxembourg, Luxembourg has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on April 29, 2015 and on that day amounted to 2.90% (this corresponds to 3273752 Voting Rights).

May 12, 2015

On May 06, 2015, NN (L) (formerly known as ING (L)), Luxembourg, Luxembourg has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on April 29, 2015 and on that day amounted to 2.90% (this corresponds to 3273752 Voting Rights).

May 11, 2015

Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We received the following notification pursuant to Art. 25, Sec. 1 WpHG on
May 05, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
28.04.2015

6. Total amount of voting rights:
5.04% (equals 5678936 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.86% (equals 4345764 voting rights)

thereof held indirectly:
2.92% (equals 3295597 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
1.18% (equals 1333172 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25
WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Limited, Credit Suisse Holdings (USA),
Inc., Credit Suisse (USA) Inc., Credit Suisse Securities (USA) LLC, Credit
Suisse Prime Securities Services (USA) LLC

ISIN or name/description of the financial/other instrument:
Exercise period: Right to recall for SLB
Maturity: undefined
Expiration date:


Furthermore, we received the following notification pursuant to Art. 25,
Sec. 1 WpHG on May 05, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
28.04.2015

6. Total amount of voting rights:
5.04% (equals 5678936 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
3.86% (equals 4345764 voting rights)

thereof held indirectly:
3.86% (equals 4345764 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
1.18% (equals 1333172 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25
WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment
Holdings (UK), Credit Suisse Securities (Europe) Limited, Credit Suisse
Holdings (USA), Inc., Credit Suisse (USA) Inc., Credit Suisse Securities
(USA) LLC, Credit Suisse Prime Securities Services (USA) LLC

ISIN or name/description of the financial/other instrument:
Exercise period: Right to recall for SLB
Maturity: undefined
Expiration date:


April 30, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 17.04.2015

6. Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 3.85% (equals 4342176 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0.76% (equals 860981 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 17.04.2015

6. Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0% (equals 0 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Exceeding Threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 20.04.2015

6. Total amount of voting rights: 10.12% (equals 11407951 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held
indirectly: 3.84% (equals 4332617 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly:
0.99% (equals 1120657 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Exceeding Threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 20.04.2015

6. Total amount of voting rights: 10.12% (equals 11407951 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4332617 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.99% (equals 1120657 voting rights) thereof held indirectly:
0% (equals 0 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.28% (equals 5954677 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016


April 27, 2015

On April 21, 2015, ING Groep N.V., Amsterdam, Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on April 15, 2015 and on that day amounted to 3.99%
(this corresponds to 4497596 Voting Rights).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). Attributed Voting Rights are held by the following shareholders, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: NN (L).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on April 21, 2015, NN Group N.V. (formerly known as ING Insurance Topholding N.V.), Amsterdam, Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on April 15, 2015 and on that day amounted to 3.99% (this corresponds to 4497596 Voting Rights).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). Attributed Voting Rights are held by the following shareholders, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: NN (L).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on April 21, 2015, NN Investment Partners Holdings N.V. (formerly known as ING Investment Management Holdings N.V.), The Hague, Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on April 15, 2015 and on that day amounted to 3.99% (this corresponds to 4497596 Voting Rights).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). Attributed Voting Rights are held by the following shareholders, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: NN (L).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on April 21, 2015, NN Insurance Eurasia N.V. (formerly known as ING Insurance Eurasia N.V.), Amsterdam, Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on April 15, 2015 and on that day amounted to 3.99% (this corresponds to 4497596 Voting Rights).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). Attributed Voting Rights are held by the following shareholders, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: NN (L).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on April 21, 2015, NN Investment Partners International Holdings B.V. (formerly known as ING Investment Management (Europe) B.V.), The Hague, Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on April 15, 2015 and on that day amounted to 3.99% (this corresponds to 4497596 Voting Rights).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German
Securities Trading Act). Attributed Voting Rights are held by the following shareholders, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: NN (L).
3.99% of Voting Rights (this corresponds to 4497596 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on April 21, 2015, NN (L) (formerly known as ING (L)), Luxembourg, Luxembourg has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February
25, 2015 and on that day amounted to 3.008% (this corresponds to 3390620 Voting Rights).


April 25, 2015

On April 17, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on April 13, 2015 and on that day amounted to 5.26% (this corresponds to 5924528 Voting Rights).
5.26% of Voting Rights (this corresponds to 5924528 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on April 17, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on April 13, 2015 and on that day amounted to 5.26% (this corresponds to 5924528 Voting Rights). 1.04% of Voting Rights (this corresponds to 1171871 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

April 22, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 16, 2015:

1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
10.04.2015

6. Total amount of voting rights: 5.27% (equals 5935945 voting rights) calculated from the following total number of voting rights issued: 112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.69% (equals 775124 voting rights) thereof Held indirectly: 0.69% (equals 775124 voting rights)

Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 3.53% (equals 3976316 voting rights) thereof held indirectly: 3.53% (equals 3976316 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.05% (equals 1184505 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment
Holdings (UK), Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.09.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 13.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 16, 2015:

1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
10.04.2015

6. Total amount of voting rights: 5.27% (equals 5935945 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.69% (equals 775124 voting rights) thereof held
indirectly: 0.69% (equals 775124 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.53% (equals 3976316 voting rights) thereof held indirectly:
2.53% (equals 2846149 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.05% (equals 1184505 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.09.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 13.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017


April 16, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 13, 2015:

1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
08.04.2015

6. Total amount of voting rights: 4.76% (equals 5368074 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.68% (equals 764352 voting rights) thereof held
indirectly: 0.68% (equals 764352 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.10% (equals 3491241 voting rights) thereof held indirectly:
3.10% (equals 3491241 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 0.99% (equals 1112481 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment
Holdings (UK), Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.09.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 13.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017


Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 13, 2015:

1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
08.04.2015

6. Total amount of voting rights: 4.76% (equals 5368074 voting rights)
calculated from the following total number of voting rights issued:
112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.68% (equals 764352 voting rights) thereof held
indirectly: 0.68% (equals 764352 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.10% (equals 3491241 voting rights) thereof held indirectly:
2.09% (equals 2361074 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 0.99% (equals 1112481 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.09.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 13.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017

April 13, 2015

On April 08, 2015, UBS AG, Zurich, Switzerland has informed us according to
Article 21, Section 1 of the WpHG that via shares its Voting Rights on
AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the
Voting Rights on March 31, 2015 and on that day amounted to 5.04% (this
corresponds to 5682811 Voting Rights). 1.05% of Voting Rights (this
corresponds to 1182737 Voting Rights) are attributed to the company in
accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG
(German Securities Trading Act).

Furthermore, on April 08, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on March 31, 2015 and on that day amounted to 5.04% (this corresponds to 5682811 Voting Rights). 5.04% of Voting Rights (this corresponds to 5682811 Voting Rights) are attributed to
the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of
the WpHG (German Securities Trading Act). Attributed Voting Rights are held
by the following companies under its control, whose share of the Voting
Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on April 08, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on April 02, 2015 and on that day amounted
to 4.86% (this corresponds to 5475978 Voting Rights). 1.04% of Voting
Rights (this corresponds to 1171712 Voting Rights) are attributed to the
company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the
WpHG (German Securities Trading Act).

Furthermore, on April 08, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on April 02, 2015 and on that day
amounted to 4.86% (this corresponds to 5475978 Voting Rights). 4.86% of
Voting Rights (this corresponds to 5475978 Voting Rights) are attributed to
the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of
the WpHG (German Securities Trading Act). Attributed Voting Rights are held
by the following companies under its control, whose share of the Voting
Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

April 9, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 07, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
30.03.2015

6. Total amount of voting rights: 5.03% (equals 5667684 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.62% (equals 701692 voting rights) thereof held
indirectly: 0.62% (equals 701692 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 2.78% (equals 3130999 voting rights) thereof held indirectly:
2.78% (equals 3130999 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.63% (equals 1834993 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: Credit Suisse AG, Credit Suisse
Investments (UK),Credit Suisse Investment Holdings (UK), Credit Suisse
Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.02.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017



Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 07, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached: 5%

5. Date at which the threshold is crossed or reached: 30.03.2015

6. Total amount of voting rights: 5.03% (equals 5667684 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.62% (equals 701692 voting rights) thereof held
indirectly: 0.62% (equals 701692 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 2.78% (equals 3130999 voting rights) thereof held indirectly:
2.25% (equals 2540915 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.63% (equals 1834993 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.02.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017


April 2, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
March 30, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 5%

5. Date at which the threshold is crossed or reached: 25.03.2015

6. Total amount of voting rights: 4.95% (equals 5574652 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.61% (equals 687382 voting rights) thereof held
indirectly: 0.61% (equals 687382 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.19% (equals 3595229 voting rights) thereof held indirectly:
3.19% (equals 3595229 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.15% (equals 1292041 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: Credit Suisse AG, Credit Suisse
Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse
Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.02.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017



Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on March 30, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier: Credit Suisse AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 5%

5. Date at which the threshold is crossed or reached: 25.03.2015

6. Total amount of voting rights: 4.95% (equals 5574652 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.61% (equals 687382 voting rights) thereof held
indirectly: 0.61% (equals 687382 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.19% (equals 3595229 voting rights) thereof held indirectly:
2.14% (equals 2415062 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.15% (equals 1292041 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: Credit Suisse Investments (UK), Credit
Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.02.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.01.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017


March 27, 2015

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
March 24, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
19.03.2015

6. Total amount of voting rights: 5.06% (equals 5705347 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.69% (equals 781524 voting rights) thereof held
indirectly: 0.69% (equals 781524 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.18% (equals 3579707 voting rights) thereof held indirectly:
3.18% (equals 3579707 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.19% (equals 1344116 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment
Holdings (UK), Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.02.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017

Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on March 24, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
19.03.2015

6. Total amount of voting rights: 5.06% (equals 5705347 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 0.69% (equals 781524 voting rights) thereof held
indirectly: 0.69% (equals 781524 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 3.18% (equals 3579707 voting rights) thereof held indirectly:
2.13% (equals 2399540 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 1.19% (equals 1344116 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Limited

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 08.02.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 03.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 05.05.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 04.10.2016

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 02.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration date: 28.04.2017

February 9, 2015

On February 09, 2015, ING Fund Management B.V., the Hague, the Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February 05, 2015 and on that day amounted to 3.10% (this corresponds to 3493665 Voting Rights).
2.49% of Voting Rights (this corresponds to 2808826 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on February 09, 2015, ING Investment Management Luxembourg S.A., Luxembourg, Luxembourg, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February 05, 2015 and on that day amounted to 3.10% (this corresponds to 3493665 Voting Rights).
0.61% of Voting Rights (this corresponds to 684839 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

Furthermore, on February 09, 2015, ING Investment Management Belgium S.A., Brussels, Belgium, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February 05, 2015 and on that day amounted to 3.10% (this corresponds to 3493665 Voting Rights).
3.10% of Voting Rights (this corresponds to 3493665 Voting Rights) are attributed to the company in accordance with Article 22, Section 2, WpHG (German Securities Trading Act).

12. Februar 2015

Die ING Fund Management B.V., Den Haag, Niederlande hat uns gemäß § 21 Abs. 1 WpHG am 09.02.2015 mitgeteilt, dass ihr Stimmrechtsanteil an der AIXTRON SE, Herzogenrath, Deutschland am 05.02.2015 die Schwelle von 3% der
Stimmrechte überschritten hat und an diesem Tag 3,10% (das entspricht 3493665 Stimmrechten) betragen hat.
2,49% der Stimmrechte (das entspricht 2808826 Stimmrechten) sind der Gesellschaft gemäß § 22 Abs. 2 WpHG zuzurechnen.

Des Weiteren hat uns die ING Investment Management Luxembourg S.A., Luxemburg, Luxemburg, gemäß § 21 Abs. 1 WpHG am 09.02.2015 mitgeteilt, dass ihr Stimmrechtsanteil an der AIXTRON SE, Herzogenrath, Deutschland am 05.02.2015 die Schwelle von 3% der Stimmrechte überschritten hat und an diesem Tag 3,10% (das entspricht 3493665 Stimmrechten) betragen hat.
0,61% der Stimmrechte (das entspricht 684839 Stimmrechten) sind der Gesellschaft gemäß § 22 Abs. 2 WpHG zuzurechnen.

Des Weiteren hat uns die ING Investment Management Belgium S.A., Brüssel, Belgien, gemäß § 21 Abs. 1 WpHG am 09.02.2015 mitgeteilt, dass ihr Stimmrechtsanteil an der AIXTRON SE, Herzogenrath, Deutschland am 05.02.2015 die Schwelle von 3% der Stimmrechte überschritten hat und an diesem Tag 3,10% (das entspricht 3493665 Stimmrechten) betragen hat.
3,10% der Stimmrechte (das entspricht 3493665 Stimmrechten) sind der Gesellschaft gemäß § 22 Abs. 2 WpHG zuzurechnen.

February 9, 2015

Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We received the following notification pursuant to Art. 25, Sec. 1 WpHG on February 04, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
29.01.2015

6. Total amount of voting rights:
4.74% (equals 5343454 voting rights)
calculated from the following total number of voting rights issued: 112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.27% (equals 1428987 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
3.47% (equals 3914467 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25 WpHG:

ISIN or name/description of the financial/other instrument: Call option
Exercise period: at any time
Maturity:
Expiration date: 20.03.2015


Furthermore, we received the following notification pursuant to Art. 25, Sec. 1 WpHG on February 04, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
29.01.2015

6. Total amount of voting rights:
4.74% (equals 5343454 voting rights)
calculated from the following total number of voting rights issued: 112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.27% (equals 1428987 voting rights)

thereof held indirectly:
1.27% (equals 1428987 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
3.47% (equals 3914467 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Call option
Exercise period: at any time
Maturity:
Expiration date: 20.03.2015


Furthermore, we received the following notification pursuant to Art. 25, Sec. 1 WpHG on February 04, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
30.01.2015

6. Total amount of voting rights:
5.06% (equals 5704171 voting rights)
calculated from the following total number of voting rights issued: 112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.64% (equals 1846706 voting rights)

thereof held indirectly:
1.64% (equals 1846706 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
3.42% (equals 3857465 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Call option
Exercise period: at any time
Maturity:
Expiration date: 20.03.2015


Furthermore, we received the following notification pursuant to Art. 25, Sec. 1 WpHG on February 04, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
30.01.2015

6. Total amount of voting rights:
5.06% (equals 5704171 voting rights)
calculated from the following total number of voting rights issued: 112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.64% (equals 1846706 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
3.42% (equals 3857465 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25 WpHG:

ISIN or name/description of the financial/other instrument: Call option
Exercise period: at any time
Maturity:
Expiration date: 20.03.2015

January 29, 2015 / II

Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We received the following notification pursuant to Art. 25, Sec. 1 WpHG on
January 27, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
21.01.2015

6. Total amount of voting rights:
5.49% (equals 6185407 voting rights) calculated from the following total
number of voting rights issued: 112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 1.05% (equals 1185538 voting rights) thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
4.44% (equals 4999869 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25
WpHG:

ISIN or name/description of the financial/other instrument: Call Option
Exercise period: At any time
Maturity:
Expiration date: 20.03.2015


Furthermore, we received the following notification pursuant to Art. 25,
Sec. 1 WpHG on January 27, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
21.01.2015

6. Total amount of voting rights: 5.49% (equals 6185407 voting rights) calculated from the following total number of voting rights issued: 112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 1.05% (equals 1185538 voting rights) thereof held indirectly: 1.05% (equals 1185538 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 4.44% (equals 4999869 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Call Option
Exercise period: At any time
Maturity:
Expiration date: 20.03.2015

January 29, 2015

On January 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via Shares ist Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on January 20, 2015 and on that day amounted to 3.06% (this corresponds to 3454009 Voting Rights).
3.06% of Voting Rights (this corresponds to 3454009 Voting Rights) are attributed to the Company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).
Attributed Voting Rights are Held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on January 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via Shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on January 20, 2015 and on that day amounted to 3.06% (this corresponds to 3454009 Voting Rights).
1.24% of Voting Rights (this corresponds to 1398881 Voting Rights) are attributed to the Company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

January 23, 2015

On January 21, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 15, 2015 and on that day amounted to 2.87% (this corresponds to 3237563 Voting Rights).
1.24% of Voting Rights (this corresponds to 1394550 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on January 21, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 15, 2015 and on that day amounted to 2.87% (this corresponds to 3237563 Voting Rights).
2.87% of Voting Rights (this corresponds to 3237563 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

January 15, 2015

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on January 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
06.01.2015

6. Total amount of voting rights: 5.34% (equals 6018579 voting rights) calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights)
thereof held indirectly: 1.33% (equals 1493285 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 0.79% (equals 891796 voting rights) thereof held indirectly: 0.79% (equals 891796 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 20.03.2015

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017


Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on January 12, 2015:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
06.01.2015

6. Total amount of voting rights:
5.34% (equals 6018579 voting rights) calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG: 0.79% (equals 891796 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 20.03.2015

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

January 15, 2015

On January 14, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold
of the Voting Rights on January 09, 2015 and on that day amounted to 3.12% (this corresponds to 3517216 Voting Rights). 3.12% of Voting Rights (this corresponds to 3517216 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on January 14, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on January 09, 2015 and on that day amounted to 3.12% (this corresponds to 3517216 Voting Rights). 1.24% of Voting Rights (this corresponds to 1393887 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

January 14, 2015

On January 12, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on January 06, 2015 and on that day amounted to 3.22% (this corresponds to 3633498 Voting Rights).
3.22% of Voting Rights (this corresponds to 3633498 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore on, January 12, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on January 06, 2015 and on that day amounted to 3.22% (this corresponds to 3633498 Voting Rights).
1.18% of Voting Rights (this corresponds to 1334171 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore on, January 12, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 08, 2015 and on that day amounted to 2.91% (this corresponds to 3281451 Voting Rights).
2.91% of Voting Rights (this corresponds to 3281451 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore on, January 12, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 08, 2015 and on that day amounted to 2.91% (this corresponds to 3281451 Voting Rights).
1.19% of Voting Rights (this corresponds to 1336644 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

December 22, 2014

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on December 18, 2014:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
12.12.2014

6. Total amount of voting rights:
4.88% (equals 5503094 voting rights) calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
1.26% (equals 1418319 voting rights)

thereof held indirectly:
1.26% (equals 1418319 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
0.96% (equals 1083479 voting rights)

thereof held indirectly:
0.96% (equals 1083479 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.66% (equals 3001296 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 28.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.12.2019


Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on December 18, 2014:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
12.12.2014

6. Total amount of voting rights:
4.88% (equals 5503094 voting rights) calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
1.26% (equals 1418319 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
0.96% (equals 1083479 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.66% (equals 3001296 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Physically Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 28.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.12.2019

December 12, 2014

On December 10, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on December 05, 2014 and on that day amounted to 2.92% (this corresponds to 3289750 Voting Rights). 1.26% of Voting Rights (this corresponds to 1421284 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on December 10, 2014, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on December 05, 2014 and on that day amounted to 2.92% (this corresponds to 3289750 Voting Rights). 2.92% of Voting Rights (this corresponds to 3289750 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

December 05, 2014 (II)

On December 03, 2014, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on November 28, 2014 and on that day amounted to 3.28% (this corresponds to 3696569 Voting Rights). 3.28% of Voting Rights (this corresponds to 3696569 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

December 05, 2014 (I)

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
December 03, 2014:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
28.11.2014

6. Total amount of voting rights:
5.53% (equals 6228778 voting rights)
calculated from the following total number of voting rights issued:
112694555

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
1.67% (equals 1880004 voting rights)

thereof held indirectly:
1.67% (equals 1880004 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0.58% (equals 652205 voting rights)

thereof held indirectly:
0.58% (equals 652205 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
3.28% (equals 3696569 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.12.2019

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

December 03, 2014 (II)

On December 01, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on November 27, 2014 and on that day amounted to 3.20% (this corresponds to 3602535 Voting Rights). 1.27% of Voting Rights (this corresponds to 1425089 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

December 03, 2014 (I)

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
December 01, 2014:

1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
26.11.2014

6. Total amount of voting rights:
5.11% (equals 5752553 voting rights)
calculated from the following total number of voting rights issued:
112645642

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
1.63% (equals 1838624 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0.59% (equals 660705 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.89% (equals 3253224 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

October 09, 2014/October 16, 2014

Correction of publications dated January 18, 2011

On October 06, 2014, Threadneedle Asset Management Holdings Limited, London, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 13, 2011 and on that day amounted to 2.88% (this corresponds to 2916834 Voting Rights).
2.88% of Voting Rights (this corresponds to 2916834 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).
0.03% of Voting Rights (this corresponds to 33068 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on October 06, 2014, Threadneedle Asset Management Limited, London, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 13, 2011 and on that day amounted to 2.88% (this corresponds to 2916834 Voting Rights).
2.88% of Voting Rights (this corresponds to 2916834 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 WpHG (German Securities Trading Act).

October 09, 2014

On October 06, 2014, Threadneedle Asset Management UK Ltd, London, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 13, 2011 and on that day amounted to 2.88% (this corresponds to 2916834 Voting Rights).
2.88% of Voting Rights (this corresponds to 2916834 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).
0.03% of Voting Rights (this corresponds to 33068 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on October 06, 2014, TAM UK Holdings Limited, London, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 13, 2011 and on that day amounted to 2.88% (this corresponds to 2916834 Voting Rights).
2.88% of Voting Rights (this corresponds to 2916834 Voting Rights) are attributed to the Company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).
0.03% of Voting Rights (this corresponds to 33068 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on October 06, 2014, Threadneedle Holdings Limited, London, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on January 13, 2011 and on that day amounted to 2.88% (this corresponds to 2916834 Voting Rights).
2.88% of Voting Rights (this corresponds to 2916834 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in Connection with sentence 2 of the WpHG (German Securities Trading Act).
0.03% of Voting Rights (this corresponds to 33068 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

August 27, 2014

On August 22, 2014, BlackRock, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on August 21, 2014 and on that day amounted to 2.96% (this corresponds to 3335732 Voting Rights).
2.96% of Voting Rights (this corresponds to 3335732 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore on August 22, 2014, BlackRock Holdco 2, Inc., Wilmington, DE, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on August 21, 2014 and on that day amounted to 2.96% (this corresponds to 3335732 Voting Rights).
2.96% of Voting Rights (this corresponds to 3335732 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore on August 22, 2014, BlackRock Financial Management, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on August 21, 2014 and on that day amounted to 2.96% (this corresponds to 3335732 Voting Rights).
2.96% of Voting Rights (this corresponds to 3335732 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

July 9, 2014

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on July 04, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
30.06.2014

6. Total amount of voting rights:
4.97% (equals 5601454 voting rights) calculated from the following total number of voting rights issued: 112626967

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
1.22% (equals 1370215 voting rights)
thereof held indirectly: 0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.12% (equals 1264275 voting rights)
thereof held indirectly: 0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.63% (equals 2966964 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 23.07.2014

ISIN or name/description of the financial/other instrument: Short Put Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.03.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 25.09.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.10.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

June 27, 2014

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 20, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
17.06.2014

6. Total amount of voting rights:
5.23% (equals 5888402 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
0.50% (equals 562771 voting rights)
thereof held indirectly:
0.50% (equals 562771 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
3.02% (equals 3397913 voting rights)
thereof held indirectly:
1.83% (equals 2059791 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.71% (equals 1927718 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 02.10.2017


Furthermore, We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
Credit Suisse AG, Zurich, Switzerland

3. Triggering event:
Falling Below Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
19.06.2014

6. Total amount of voting rights:
4.99% (equals 5618603 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
0.52% (equals 583767 voting rights)
thereof held indirectly:
0.52% (equals 583767 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
3.19% (equals 3596054 voting rights)
thereof held indirectly:
2.00% (equals 2257932 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.28% (equals 1438782 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity swap, cash settlement
Maturity:
Expiration date: 02.10.2017


Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 23, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
17.06.2014

6. Total amount of voting rights:
5.23% (equals 5888402 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
0.50% (equals 562771 voting rights)
thereof held indirectly:
0.50% (equals 562771 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
3.02% (equals 3397913 voting rights)
thereof held indirectly:
3.02% (equals 3397913 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.71% (equals 1927718 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 02.10.2017


Furthermore, We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland

3. Triggering event:
Falling Below Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
19.06.2014

6. Total amount of voting rights:
4.99% (equals 5618603 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
0.52% (equals 583767 voting rights)
thereof held indirectly:
0.52% (equals 583767 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
3.19% (equals 3596054 voting rights)
thereof held indirectly:
3.19% (equals 3596054 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.28% (equals 1438782 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity Swap, cash settlement
Maturity:
Expiration date: 02.10.2017

June 24, 2014

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 19, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
13.06.2014

6. Total amount of voting rights:
4.90% (equals 5518898 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.21% (equals 1364849 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.13% (equals 1273520 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.56% (equals 2880529 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 20.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 25.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.03.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 25.09.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.10.2018


Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 19, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
16.06.2014

6. Total amount of voting rights:
5.04% (equals 5672536 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.23% (equals 1381542 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.26% (equals 1416578 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.55% (equals 2874416 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 20.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 25.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.03.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 25.09.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.10.2018

June 24, 2014

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 19, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
13.06.2014

6. Total amount of voting rights:
4.90% (equals 5518898 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.21% (equals 1364849 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.13% (equals 1273520 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.56% (equals 2880529 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 20.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 25.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.03.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 25.09.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.10.2018


Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 19, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
16.06.2014

6. Total amount of voting rights:
5.04% (equals 5672536 voting rights)
calculated from the following total number of voting rights issued: 112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.23% (equals 1381542 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
1.26% (equals 1416578 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.55% (equals 2874416 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 20.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 25.06.2014

ISIN or name/description of the financial/other instrument: Cash Settled Equity Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.03.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 17.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 25.09.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.10.2018

May 30, 2014

On May 27, 2014, BlackRock Advisors Holdings, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on May 23, 2014 and on that day amounted to 2.89% (this corresponds to 3256940 Voting Rights).
2.89% of Voting Rights (this corresponds to 3256940 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

May 23, 2014

On May 20, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the
Voting Rights on May 14, 2014 and on that day amounted to 3.29% (this corresponds to 3703268 Voting Rights). 1.67% of Voting Rights (this corresponds to 1879227 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Further more, on May 20, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3%
threshold of the Voting Rights on May 15, 2014 and on that day amounted to 2.89% (this corresponds to 3259661 Voting Rights). 1.67% of Voting Rights (this corresponds to 1879256 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

May 22, 2014

On May 19, 2014, BlackRock, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on May 15, 2014 and on that day amounted to 4.91% (this corresponds to 5526551 Voting Rights). 4.91% of Voting Rights (this corresponds to 5526551 Voting Rights) are attributed to the company
in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 19, 2014, BlackRock Holdco 2, Inc., Wilmington, DE, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
fallen below the 5% threshold of the Voting Rights on May 15, 2014 and on that day amounted to 4.91% (this corresponds to 5526551 Voting Rights). 4.91% of Voting Rights (this corresponds to 5526551 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 19, 2014, BlackRock Financial Management, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath,
Germany, have fallen below the 5% threshold of the Voting Rights on May 15, 2014 and on that day amounted to 4.91% (this corresponds to 5526551 Voting Rights). 4.91% of Voting Rights (this corresponds to 5526551 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).


May 16, 2014

On May 13, 2014, BlackRock, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on May 09, 2014 and on that day amounted to 4.91% (this corresponds to 5525230 Voting Rights).
4.91% of Voting Rights (this corresponds to 5525230 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 13, 2014, BlackRock Holdco 2, Inc., Wilmington, DE, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on May 09, 2014 and on that day amounted to 4.91% (this corresponds to 5525230 Voting Rights).
4.91% of Voting Rights (this corresponds to 5525230 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 13, 2014, BlackRock Financial Management, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on May 09, 2014 and on that day amounted to 4.91% (this corresponds to 5525230 Voting Rights).
4.91% of Voting Rights (this corresponds to 5525230 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 14, 2014, BlackRock, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on May 12, 2014 and on that day amounted to 5.01% (this corresponds to 5643586 Voting Rights).
5.01% of Voting Rights (this corresponds to 5643586 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 14, 2014, BlackRock Holdco 2, Inc., Wilmington, DE, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on May 12, 2014 and on that day amounted to 5.01% (this corresponds to 5643586 Voting Rights).
5.01% of Voting Rights (this corresponds to 5643586 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on May 14, 2014, BlackRock Financial Management, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on May 12, 2014 and on that day amounted to 5.01% (this corresponds to 5643586 Voting Rights).
5.01% of Voting Rights (this corresponds to 5643586 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

May 15, 2014

On May 12, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on May 07, 2014 and on that day amounted to 3.04% (this corresponds to 3424653 Voting Rights).
1.66% of Voting Rights (this corresponds to 1871911 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on May 12, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on May 08, 2014 and on that day amounted to 2.97% (this corresponds to 3338778 Voting Rights).
1.66% of Voting Rights (this corresponds to 1867260 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

April 24, 2014

On April 17, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on April 14, 2014 and on that day amounted to 2.97% (this corresponds to 3341662 Voting Rights).
1.66% of Voting Rights (this corresponds to 1865895 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

April 16, 2014

On April 11, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on April 08, 2014 and on that day amounted to 3.17% (this corresponds to 3572822 Voting Rights).
1.65% of Voting Rights (this corresponds to 1865639 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

April 9, 2014

On April 04, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on April 01, 2014 and on that day amounted to 2.93% (this corresponds to 3294749 Voting Rights).
1.65% of Voting Rights (this corresponds to 1863289 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

April 2, 2014

On March 28, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on March 25, 2014 and on that day amounted to 3.02% (this corresponds to 3404753 Voting Rights).
1.64% of Voting Rights (this corresponds to 1847572 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

March 12, 2014

On March 10, 2014, BlackRock Advisors Holdings, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on March 06, 2014 and on that day amounted to 3.02% (this corresponds to 3401584 Voting Rights).
3.02% of Voting Rights (this corresponds to 3401584 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

March 5, 2014

On March 03, 2014, UBS AG, Zürich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on February 26, 2014 and on that day amounted to 2.99% (this corresponds to 3375326 Voting Rights).
1.65% of Voting Rights (this corresponds to 1862236 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

March 3, 2014

On February 27, 2014, BlackRock, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February 25, 2014 and on that day amounted to 3.01% (this corresponds to 3386318 Voting Rights).
3.01% of Voting Rights (this corresponds to 3386318 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on February 27, 2014, BlackRock Holdco 2, Inc., Wilmington, DE, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February 25, 2014 and on that day amounted to 3.01% (this corresponds to 3386318 Voting Rights).
3.01% of Voting Rights (this corresponds to 3386318 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

Furthermore, on February 27, 2014, BlackRock Financial Management, Inc., New York, NY, U.S.A. has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on February 25, 2014 and on that day amounted to 3.01% (this corresponds to 3386318
Voting Rights).
3.01% of Voting Rights (this corresponds to 3386318 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG (German Securities Trading Act).

February 6, 2014, Correction of the publication of April 12, 2010 according to § 26 paragraph 1 WpHG

On February 03, 2014, FMR LLC, Boston, USA has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on April 09, 2010, and on that day amounted to 4.99% (this corresponds to 5033759 Voting Rights).

Thereof, 4.99% (this corresponds to 5033759 Voting Rights) are to be attributed according to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG to FMR LLC. Voting Rights were attributed to FMR LLC from Fidelity Investment Trust being a shareholder holding 3% or more of the Voting Rights in AIXTRON SE.

 

February 3, 2014

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
January 30, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
24.01.2014

6. Total amount of voting rights:
5.53% (equals 6227269 voting rights)
calculated from the following total number of voting rights issued:
112613445

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
1.33% (equals 1492136 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
1.64% (equals 1852139 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.56% (equals 2882994 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: PUT Option
Maturity:
Expiration date: 20.06.2014

ISIN or name/description of the financial/other instrument: PUT Option
Maturity:
Expiration date: 19.12.2014

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 17.03.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 25.09.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.03.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.10.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.05.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 10.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 15.01.2018

February 3, 2014

On January 30, 2014, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights obn AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on January 28, 2014 and on that day amounted to 3.18% (this corresponds to 3579002 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 1.68% of the Voting Rights (this corresponds to 1891309 Voting Rights) is to be attributed to the company.

December 20, 2013

On December 17, 2013, ING Investment Management Belgium S.A., Brussels, Belgium has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on December 13, 2013 and on that day amounted to 2.99% (this corresponds to 3369662 Voting Rights).
According to Article 22, Section 2, WpHG, 2.99% of the Voting Rights (this corresponds to 3369662 Voting Rights) is to be attributed to the company.

Furthermore, on December 17, 2013, ING Investment Management Luxembourg S.A., Luxembourg, Luxembourg has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on December 13, 2013 and on that day amounted to 2.99% (this corresponds to 3369662 Voting Rights).
According to Article 22, Section 2, WpHG, 1.14% of the Voting Rights (this corresponds to 1287110 Voting Rights) is to be attributed to the company.

Furthermore, on December 17, 2013, ING Fund Management B.V., Den Haag, the Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on December 13, 2013 and on that day amounted to 2.99% (this corresponds to 369662 Voting Rights).
According to Article 22, Section 2, WpHG, 1.85% of the Voting Rights (this corresponds to 2082552 Voting Rights) is to be attributed to the company.

November 29, 2013

On November 26, 2013, ING Investment Management Belgium S.A., Brussels, Belgium has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on November 12, 2013 and on that day amounted to 3.002% (this corresponds to 3376037 Voting Rights).
According to Article 22, Section 2, WpHG, 3.00% of the Voting Rights (this corresponds to 3376037 Voting Rights) is to be attributed to the company.

Furthermore, on November 26, 2013, ING Investment Management Luxembourg S.A., Luxembourg, Luxembourg has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights
on November 12, 2013 and on that day amounted to 3.002% (this corresponds to 3376037 Voting Rights).
According to Article 22, Section 2, WpHG, 1.16% of the Voting Rights (this corresponds to 1302002 Voting Rights) is to be attributed to the company.

Furthermore, on November 26, 2013, ING Fund Management B.V., Den Haag, the Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on November 12, 2013 and on that day amounted to 3.002% (this corresponds to 3376037 Voting Rights).
According to Article 22, Section 2, WpHG, 1.84% (this corresponds to 2074035 Voting Rights) is to be attributed to the company.

November 04, 2013

Notifications of voting rights pursuant to Art. 25a, Sec. 1 WpHG and Art.
25, Sec. 1 WpHG

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
October 30, 2013:
1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
DEUTSCHE BANK AKTIENGESELLSCHAFT , Frankfurt, Germany

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
24.10.2013

6. Total amount of voting rights:
6.19% (equals 6964619 voting rights)
calculated from the following total number of voting rights issued:
112454470

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.77% (equals 862461 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0.02% (equals 25000 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
5.40% (equals 6077158 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 26.11.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 04.11.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 06.05.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 03.04.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 31.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 19.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 18.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 16.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 10.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 03.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 29.05.2015

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 19.11.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 14.10.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 12.09.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 13.08.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 31.07.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 03.07.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 14.05.2014

ISIN or name/description of the financial/other instrument: Physically
Settled Short Put Option
Maturity:
Expiration date: 20.12.2013


Furthermore, we received the following notification pursuant to Art. 25,
sec. 1 WpHG on October 30, 2013:
1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
DEUTSCHE BANK AKTIENGESELLSCHAFT, Frankfurt, Germany

3. Triggering event:
Exceeding threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:#
24.10.2013

6. Total amount of voting rights:
5.43% (equals 6102158 voting rights)
calculated from the following total number of voting rights issued:
112454470

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0.02% (equals 25000 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
5.40% (equals 6077158 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25
WpHG:

ISIN or name/description of the financial/other instrument: Physically
Settled Long Call
Exercise period:
Maturity:
Expiration date: 20.12.2013

November 04, 2013

On October 30, 2013, Deutsche Bank AG, Frankfurt/Main, Germany has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% and 5% thresholds of the Voting Rights on October 24, 2013 and on that day amounted to 5.40% (this corresponds to 6077158 Voting Rights).

Furthermore, on October 30, 2013, Deutsche Bank AG, Frankfurt/Main, Germany has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% and 5% thresholds of the Voting Rights on October 29, 2013 and on that day amounted to 0.00% (this corresponds to zero Voting Rights).

 

October 31, 2013

On October 30, 2013, BNP Paribas S.A., Paris, France has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 29, 2013 and on that day amounted to 0.06% (this corresponds to 72752 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 0.06% of the Voting Rights (this corresponds to 72752 Voting Rights) is to be attributed to the company.

October 31, 2013

On October 30, 2013, Generation Investment Management LLP, London, United Kingdom has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on October 24, 2013 and on that day amounted 5.17% (this corresponds to 5815261 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 5.17% of the Voting Rights (this corresponds to 5815261 Voting Rights) is to be attributed to the company.

October 31, 2013

On October 31, 2013, Allianz Global Investors Europe GmbH, Frankfurt/Main, Germany has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany have exceeded the 5% threshold of the Voting Rights on October 29, 2013 and on that day amounted to 6.05% (this corresponds to 6808396 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 1.24% of the Voting Rights (this corresponds to 1398826 Voting Rights) is to be attributed to the company.

October 30, 2013

On October 28, 2013, BNP Paribas S.A., France has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on October 24, 2013 and on that day amounted to 4.60% (this corresponds to 5175874 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 0.06% of the Voting Rights (this corresponds to 64307 Voting Rights) is to be attributed to the company.

October 30, 2013

On October 25, 2013, Baillie Gifford & Co, Edinburgh, Scotland, UK, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on October 24, 2013 and on that day amounted to 4.63% (this corresponds to 5210211 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 0.60% of the Voting Rights (this corresponds to 673601 Voting Rights) is to be attributed to the company.
According to Article 22, Section 1, Sentence, No. 6 in connection with sentence 2 of the WpHG, 4.03% of the Voting Rights (this corresponds to 4536610 Voting Rights) is to be attributed to the company via Baillie Gifford Overseas Limited.

August 22, 2013

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
August 19, 2013:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
14.08.2013

6. Total amount of voting rights:
5.19% (equals 5309744 voting rights)
calculated from the following total number of voting rights issued:
102220000

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 1.08% (equals 1105876 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 1.59% (equals 1628301 voting rights) thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 2.52% (equals 2575567 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 17.01.2014

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.03.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 10.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.05.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.12.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.02.2020

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 31.10.2022



Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on August 20, 2013:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling below Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
16.08.2013

6. Total amount of voting rights:
4.97% (equals 5079708 voting rights)
calculated from the following total number of voting rights issued:
102220000

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 1.15% (equals 1172268 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 1.71% (equals 1751447 voting rights) thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 2.11% (equals 2155993 voting
rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 17.01.2014

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.03.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 10.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.05.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.12.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.02.2020

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 31.10.2022

August 22, 2013

On August 20, 2013, UBS AG, Zurich, Switzerland has informed us according
to Article 21, Section 1 of the WpHG that via shares its Voting Rights on
AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the
Voting Rights on August 15, 2013 and on that day amounted to 3.002% (this
corresponds to 3068933 Voting Rights). According to Article 22, Section 1,
Sentence 1, No. 1 of the WpHG, 0.03% of the Voting Rights (this corresponds
to 29472 Voting Rights) is to be attributed to the company.

Furthermore, on August 20, 2013, UBS AG, Zurich, Switzerland has informed
us according to Article 21, Section 1 of the WpHG that via shares its
Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the
3% threshold of the Voting Rights on August 16, 2013 and on that day
amounted to 2.11% (this corresponds to 2155993 Voting Rights). According to
Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 0.03% of the Voting
Rights (this corresponds to 29472 Voting Rights) is to be attributed to the
company.

August 1, 2013

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 30, 2013:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
24.07.2013

6. Total amount of voting rights:
5.56% (equals 5680015 voting rights)
calculated from the following total number of voting rights issued:
102214525

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.99% (equals 1015532 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
1.76% (equals 1799568 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
2.80% (equals 2864915 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.03.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 10.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.05.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.02.2020

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 31.10.2022

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.07.2017

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 30, 2013:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
UBS AG, Zurich, Switzerland

3. Triggering event:
Falling Below Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
25.07.2013

6. Total amount of voting rights:
4.63% (equals 4728273 voting rights)
calculated from the following total number of voting rights issued:
102214525

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
1.01% (equals 1035166 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
1.75% (equals 1785239 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.87% (equals 1907868 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.02.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.03.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 10.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 15.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 04.05.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.02.2020

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 31.10.2022

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.07.2017



July 26, 2013, Correction of September 27, 2010

On July 19, 2013, Jupiter Asset Management Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 23, 2010 and on that day amounted to 3.01% (this corresponds to 3046300 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG 3,01% of the Voting Rights (this corresponds to 3046300 Voting Rights) is to be attributed to the company.
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 1.91% of the Voting Rights (this corresponds to 1932266 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Investment Management Group Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 23, 2010 and on that day amounted to 3.01% (this corresponds to 3046300
Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG 3,01% of the Voting Rights (this corresponds to 3046300 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Knightsbridge Asset Management Limited (formerly Comasman Limited), London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 23, 2010 and on that day amounted to 3.01% (this corresponds to 3046300 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 3,01% of the Voting Rights (this corresponds to 3046300 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Asset Manaement Group Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 23, 2010 and on that day amounted to 3.01% (this corresponds to 3046300
Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 3,01% of the Voting Rights (this corresponds to 3046300 Voting Rights) is to be attributed to the company. 

Furthermore, on July 19, 2013, Jupiter Fund Management Group Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 23, 2010 and on that day amounted to 3.01% (this corresponds to 3046300
Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 3,01% of the Voting Rights (this corresponds to 3046300 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Fund Management PLC, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 23, 2010 and on that day amounted to 3.01% (this corresponds to 3046300 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 3,01% of the Voting Rights (this corresponds to 3046300 Voting Rights) is to be attributed to the company.

July 26, 2013; Correction of October 19, 2011

On July 19, 2013, Jupiter Asset Management Limited, London, Great Britain has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 19, 2011 and on that day amounted to 2.87% (this corresponds to 2920484 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 2.87% of the Voting Rights (this corresponds to 2920484 Voting Rights) is to be attributed to the company. According to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG, 2.27% of the Voting Rights (this corresponds to 2309766 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Investment Management Group Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 19, 2011 and on that day amounted to 2.87% (this corresponds to 2920484
Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 2.87% of the Voting Rights (this corresponds to 2920484 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Knightsbridge Asset Management Limited (formerly Comasman Limited), London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3%
threshold of the Voting Rights on October 19, 2011 and on that day amounted to 2.87% (this corresponds to 2920484 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 2.87% of the Voting Rights (this corresponds to 2920484 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Asset Management Group Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 19, 2011 and on that day amounted to 2.87% (this corresponds to 2920484 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 2.87% of the Voting Rights (this corresponds to 2920484 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Fund Management Group Limited, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 19, 2011 and on that day amounted to 2.87% (this corresponds to 2920484 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 2.87% of the Voting Rights (this corresponds to 2920484 Voting Rights) is to be attributed to the company.

Furthermore, on July 19, 2013, Jupiter Fund Management PLC, London, Great Britain, has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 19, 2011 and on that day amounted to 2.87% (this corresponds to 2920484 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6, in connection with sentence 2 of the WpHG, 2.87% of the Voting Rights (this corresponds to 2920484 Voting Rights) is to be attributed to the company.

July 25, 2013

On July 22, 2013, Allianz Global Investors Europe GmbH, Frankfurt/Main, Germany has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on July 17, 2013 and on that day amounted to 4.99% (this corresponds to 5102037 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 1.44% of the Voting Rights (this corresponds to 1473286 Voting Rights) is to be attributed to the company.



June 18, 2013

Notification of voting rights pursuant to sec. 25a WpHG
We received the following notification pursuant to sec. 25a WpHG on June 7, 2013:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Deutschland

2. Notifier:
SOCIÉTÉ GÉNÉRALE SA, Paris, France

3. Triggering event:
Falling below threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
07.06.2013

6. Total amount of voting rights:
3,82% (equals 3899576 voting rights) calculated from the following total number of voting rights issued:
102171098

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:

3.77% (equals 3848918 voting rights)

thereof held indirectly: 1.90% (equals 1940500 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0% (equals 0 voting rights)

thereof held indirectly: 1,90% (equals 1940500 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 0.05% (equals 50658 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25a
WpHG:

Chain of controlled undertakings:
SOCIÉTÉ GÉNÉRALE EFFEKTEN GMBH, Frankfurt/Main, Germany

ISIN or name/description of the financial/other instrument: DE000SG26TB7
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TC5
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TD3
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T593
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T6A6
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S85
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S93
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TA9
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T569
Maturity: 16.12.20176
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T577
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T585
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG14528
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG14536
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2AJ19
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2ES06
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2ES06
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2HM66
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2HM74
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2HM82
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG32LC0
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T544
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T551
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S51
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2S69
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S77
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T528
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T536
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: Structured call
option
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: Structured call
option
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: Structured Call
option
Maturity: 15.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: Structured Call
option
Maturity: 16.12.2016
Expiration date:

May 6, 2013

On April 30, 2013, Baillie Gifford Overseas Limited, Edinburgh, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath,  Deutschland, have fallen below the 5% threshold of the Voting Rights on April 29, 2013 and on that
day amounted to 4.99% (this corresponds to 5093343 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 4.99% of the Voting Rights (this corresponds to 5093343 Voting Rights) is to be attributed to the company.

April 5, 2013

On March 28, 2013, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on March 25,2013 and on that day amounted to 3.18% (this corresponds to 3239367 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 0.28% of the Voting Rights (this corresponds to 280903 Voting Rights) is to be attributed to the company.

Furthermore, on March 28, 2013, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany has fallen below the 3% threshold of the Voting Rights on March 26, 2013 and on that day amounted to 2.22% (this corresponds to 2266822 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 0.28% of the Voting Rights (this corresponds to 284563) Voting Rights is to be attributed to the company.

January 29, 2013

Notification of voting rights pursuant to sec. 25a WpHG
We received the following notification pursuant to sec. 25a WpHG on January 24, 2013:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Deutschland

2. Notifier:
SOCIÉTÉ GÉNÉRALE SA, Paris, France

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
18.01.2013

6. Total amount of voting rights:
6.20% (equals 6319161 voting rights) calculated from the following total number of voting rights issued:
101975023

7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:

6.13% (equals 6246018 voting rights)

thereof held indirectly: 3.075% (equals 3136000 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0% (equals 0 voting rights)

thereof held indirectly: 0% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 0.07% (equals 73143 voting rights)

8. Detailed information on financial/other instruments pursuant to sec. 25a
WpHG:

Chain of controlled undertakings:
SOCIÉTÉ GÉNÉRALE EFFEKTEN GMBH, Frankfurt/Main, Germany

ISIN or name/description of the financial/other instrument: DE000SG14528
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG14536
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S51
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S69
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S77
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S85
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26S93
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TA9
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TB7
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TC5
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG26TD3
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2AJ19
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2ES06
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2HM74
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2HM82
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T528
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T536
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T544
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T551
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3TS69
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T577
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T585
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T593
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG3T6A6
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: Structured call
option
Maturity: 19.12.2014
Expiration date:

ISIN or name/description of the financial/other instrument: Structured call
option
Maturity: 18.12.2015
Expiration date:

ISIN or name/description of the financial/other instrument: Structured Call
option
Maturity: 16.12.2016
Expiration date:

ISIN or name/description of the financial/other instrument: Structured Call
option
Maturity: 15.12.2017
Expiration date:

ISIN or name/description of the financial/other instrument: DE000SG2HM66
Maturity: 18.12.2015
Expiration date:

October 24, 2012

On October 19, 2012, Camma B.V., 4325 EN Renesse, Netherlands has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% and 5% threshold of the Voting Rights on October 12, 2012 and on that day amounted to 7.51% (this corresponds to 7650000 Voting Rights).

Furthermore, on October 22, 2012, Camma Holding S.à.r.l., 1653 Luxemburg, Luxemburg has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% and 5% threshold of the Voting Rights on October 12, 2012 and on that day amounted to 7.51% (this corresponds to 7650000 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, 7.51% of the Voting Rights (this corresponds to 7650000 Voting Rights) is to be attributed to the company from Camma B.V..

September 25, 2012

On September 19, 2012, William Blair & Company, LLC, Chicago, Illinois, USA has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on September 18, 2012 and on that day amounted to 3.01% (this corresponds to 3075693 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 3.01% of the Voting Rights (this corresponds to 3075693 Voting Rights) is to be attributed to the company.

Furthermore has William Blair & Company, LLC, Chicago, Illinois, USA informed us according to Article 21, Section 1 of the WpHG on September 21, 2012, that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on September 20, 2012 and on that day amounted to 2.86% (this corresponds to 2921177 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 2.86% of the Voting Rights (this corresponds to 2921177 Voting Rights) is to be attributed to the company.

August 22, 2012

On August 20, 2012, DWS Investment GmbH, Frankfurt/Main, Germany has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on August 17, 2012 and on that day amounted to 2.77% (this corresponds to 2818556 Voting Rights).

June 4, 2012

On June 01, 2012, Generation Investment Management LLP, London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 3% threshold of the Voting Rights on May 30, 2012 and on that day amounted to 3.03% (this corresponds to 3089151 Voting Rights). According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 3.03% of the Voting Rights (this corresponds to 3089151 Voting Rights) is to be attributed to the company.

December 22, 2011

On December 19, 2011, Jupiter Fund Management Plc, London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 18, 2011 and on that day amounted to 2.5674% (this corresponds to 2613333 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG, 2.5674% of the Voting Rights (this corresponds to 2613333 Voting Rights) is to be attributed to the company. Furthermore, 1.5323% of the Voting Rights (this corresponds to 1559766 Voting Rights) is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG.

On December 19, 2011, Jupiter Fund Management Group Limited, London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 18, 2011 and on that day amounted to 2.5674% (this corresponds to 2613333 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG, 2.5674% of the Voting Rights (this corresponds to 2613333 Voting Rights) is to be attributed to the company. Furthermore, 1.5323% of the Voting Rights (this corresponds to 1559766 Voting Rights) is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG.

On December 19, 2011, Jupiter Investment Management Group Limited, London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 18, 2011 and on that day amounted to 2.5674% (this corresponds to 2613333 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG, 2.5674% of the Voting Rights (this corresponds to 2613333 Voting Rights) is to be attributed to the company. Furthermore, 1.5323% of the Voting Rights (this corresponds to 1559766 Voting Rights) is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG.

On December 19, 2011, Jupiter Asset Management Group Limited, London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 18, 2011 and on that day amounted to 2.5674% (this corresponds to 2613333 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG, 2.5674% of the Voting Rights (this corresponds to 2613333 Voting Rights) is to be attributed to the company. Furthermore, 1.5323% of the Voting Rights (this corresponds to 1559766 Voting Rights) is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG.

On December 19, 2011, Comasman Limited (now: Knightsbridge Asset Management Limited), London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have allen below the 3% threshold of the Voting Rights on October 18, 2011 and on that day amounted to 2.5674% (this corresponds to 2613333 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 in connection with sentence 2 of the WpHG, 2.5674% of the Voting Rights (this corresponds to 2613333 Voting Rights) is to be attributed to the company. Furthermore, 1.5323% of the Voting Rights (this corresponds to 1559766 Voting Rights) is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG.

On December 19, 2011, Jupiter Asset Management Limited, London, UK has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 3% threshold of the Voting Rights on October 18, 2011 and on that day amounted to 2.5674% (this corresponds to 2613333 Voting Rights).
According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG, 2.5674% of the Voting Rights (this corresponds to 2613333 Voting Rights) is to be attributed to the company. Furthermore, 1.5323% of the Voting Rights (this corresponds to 1559766 Voting Rights) is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG.

October 21, 2011, Correction of October 7, 2011

On August 12, 2011, The Vanguard International Growth Fund, Wayne, USA has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, ISIN: DE000A0WMPJ6, WKN: A0WMPJ, have exceeded the 3% threshold of the Voting Rights on August 9, 2011 and on that day amounted to 3.32% (this corresponds to 3377229 Voting Rights).

May 24, 2011

On May 19, 2011, Norges Bank (Central Bank of Norway), Oslo, Norway informed us pursuant to section 21 para. 1 WpHG that on 17.05.2011 the voting rights of Norges Bank (Central Bank of Norway) in AIXTRON SE, Herzogenrath, Germany, ISIN: DE000A0WMPJ6, WKN: A0WMPJ fell below the threshold of 3% and amounts to 2.82% (2858380 voting rights).
The voting rights are held by Norges Bank (Central Bank of Norway), organization number 937 884 117.

On May 23, 2011, in the name and on behalf of the state of Norway, The Royal Ministry of Finance, Oslo, Norway informed us pursuant to sec. 21 para. 1 WpHG that on 17.05.2011 the voting rights of the state of Norway in AIXTRON SE, Herzogenrath, Germany, ISIN: DE000A0WMPJ6, WKN: A0WMPJ fell below the threshold of 3% and amounts to 2.82% (2858380 voting rights).
The voting rights are held by Norges Bank (Central Bank of Norway), organization number: 937 884 117. Norges Bank (Central Bank of Norway) is controlled by the state of Norway, and voting rights held by Norges Bank are to be attributed to the state of Norway pursuant sec. 22 para. 1 sent. 1 no. 1 WpHG.

May 6, 2011

On May 4, 2011, Ameriprise Financial, Inc., Minneapolis, USA has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, ISIN: DE000A0WMPJ6, WKN: A0WMPJ, have fallen below the 3% limit of the Voting Rights on April 29, 2011 and on that day amounted to 2.97% (this corresponds to 3010974 Voting Rights).

According to Article 22, Section 1, Sentence 1, No. 6 of the WpHG in connection with sentence 2 of the WpHG, 2.97% of the Voting Rights (this corresponds to 3010974 Voting Rights) is to be attributed to the company. Furthermore, 0.02% of the Voting Rights is also to be attributed to the company according to Article 22, Section 1, Sentence 1, No. 1 of the WpHG, (this corresponds to 17170 Voting Rights).