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April 11, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Ministry of Finance on behalf of the State of Norway 

Oslo
Norway

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

03 Apr 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

 2.73%

0.85 %

3.58 %

112924730

Previous notification

3.05 %

0.48 %

3.52 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3082171

0 %

2.73 %

Total

 3082171

2.73 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Shares on Loan (right to recall)

N/A

At any Time

964644

0.85 %

Total

964644

0.85 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name         

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

State of Norway

%

%

%

Norges Bank

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

April 11, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Ministry of Finance on behalf of the State of Norway 

Oslo
Norway

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

Norges Bank

5. Date on which threshold was crossed or reached:

29 March 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.05 %

0.48 %

3.52 %

112924730

Previous notification

2.82 %

N/A %

2.82 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3440349

0 %

3.05 %

Total

 3440349

3.05 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Shares on Loan (right to recall)

N/A

At any Time

537000

0.48 %

Total

537000

0.48 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

%

 

 

 

Total

 

%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name         

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

State of Norway

%

%

%

Norges Bank

3.05 %

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

March 06, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

27 Feb 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.56 %

1.24 %

3.80 %

112924730

Previous notification

4.00 %

1.34 %

5.35 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

2891645

0.00 %

2.56 %

Total

 2891645

2.56 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1375449

1.22 %

Total

1375449

1.22%

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

27622

0.02 %

 

 

 

Total

27622

0.02 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name         

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

Black Rock Institutional Trust Company, National  Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings. Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investments Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

March 06, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

  

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 X 

Other reason: Voting authority has been lost for various clients

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Baillie Gifford & Co


Edinburgh, Scotland
United Kingdom

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

27 Feb 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

4.85 %

0.00 %

4.85 %

112924730

Previous notification

5.21%

N/A %

5.21 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

5475098

 %

4.85 %

Total

 5475098

4.85 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

 %

Total

 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

 

 %

 

 

 

Total

 

 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

Baillie Gifford & Co

%

%

%

Baillie Gifford
Overseas Limited

4.43 %

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

March 06, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

28 Feb 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.43 %

0.95 %

4.39 %

112924730

Previous notification

2.56 %

1.24 %

3.80 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3878753

0.00 %

3.43 %

Total

 3878753

3.43 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1020198

0.90 %

Total

1020198

0.90 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

56968

0.05 %

 

 

 

Total

56968

0.05 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name         

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

Black Rock Institutional Trust Company, National  Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings. Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investments Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

March 05, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

23 Feb 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.49 %

1.44 %

4.93 %

112924730

Previous notification

2.43 %

1.20 %

3.63 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3937386

0.00 %

3.49 %

Total

 3937386

3.49 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1602665

1.42 %

Total

1602665

1.42%

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

27622

0.02 %

 

 

 

Total

27622

0.02 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC 

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

February 16, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

08 Feb 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.43 %

1.20 %

3.63 %

112924730

Previous notification

3.14 %

1.20 %

4.34 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

2739318

0.00 %

2.43 %

Total

 2739318

2.43 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1330588

1.18 %

Total

1330588

1.18 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

27622

0.02 %

 

 

 

Total

27622

0.02 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC 

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

February 15, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

07 Feb 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.14 %

1.20 %

4.34 %

112924730

Previous notification

2.55 %

1.03 %

3.58 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3542769

0.00 %

3.14 %

Total

 3542769

3.14 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1326819

1.17 %

Total

1326819

1.17 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

27622

0.02 %

 

 

 

Total

27622

0.02 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC 

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

February 01, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

24 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.55 %

1.03 %

3.58 %

112924730

Previous notification

3.04 %

1.06 %

4.10 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

2876188

0.00 %

2.55 %

Total

 2876188

2.55 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1136014

1.01 %

Total

1136014

1.01 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

28824

0.03 %

 

 

 

Total

28824

0.03 %

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC 

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 31, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

23 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.04 %

1.06 %

4.10 %

112924730

Previous notification

2.85 %

1.04 %

3.90 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3435965

0.00 %

3.04 %

Total

 3435965

3.045 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1164224

1.03 %

Total

1164224

1.03 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC 

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 26, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

18 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.85 %

1.04 %

3.90 %

112924730

Previous notification

3.15 %

0.89 %

4.04 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3219966

0.00 %

2.85 %

Total

 3219966

2.85 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

1147344

1.02 %

Total

1147344

1.02 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC 

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 23, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

15 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.15 %

0.89 %

4.04 %

112924730

Previous notification

2.97 %

0.90 %

3.86 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 33 WpHG)


indirect 
(Sec. 34 WpHG)

direct 
(Sec. 33 WpHG)

indirect 
(Sec. 34 WpHG)

DE000A0WMPJ6

 0

3556519

0.00 %

3.15 %

Total

 3556519

3.15 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

968907

0.86 %

Total

968907

0.86 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 18, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 X

Other reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

11 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.97 %

0.90 %

3.86 %

112924730

Previous notification

3.11 %

0.80 %

3.91 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3352415

0.00 %

2.97 %

Total

 3352415

2.97 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

979545

0.87 %

Total

979545

0.87 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 15, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 X

Other reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

05 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.11 %

0.80 %

3.91 %

112924730

Previous notification

3.16 %

0.80 %

3.96 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3517583

0.00 %

3.11 %

Total

 3517583

3.11 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

866607

0.77 %

Total

866607

0.77 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 10, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 X

Other reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

04 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.16 %

0.80 %

3.96 %

112924730

Previous notification

3.13 %

0.82 %

3.95 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3573331

0.00 %

3.16 %

Total

 3573331

3.16 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

866607

0.77 %

Total

866607

0.77 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks

January 09, 2018

DGAP Voting Rights Announcement: AIXTRON SE

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

 

Notification of Major Holdings 

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

 X 

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation

Name:

City and country of registered office:

BlackRock, Inc. 

Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached

02 Jan 2018

 

6. Total positions

 

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights through instruments 
(total of 7.b.1 + 7.b.2)

total of both in % 
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

3.13 %

0.82 %

3.95 %

112924730

Previous notification

2.77 %

0.97 %

3.74 %

/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct 
(Sec. 21 WpHG)


indirect 
(Sec. 22 WpHG)

direct 
(Sec. 21 WpHG)

indirect 
(Sec. 22 WpHG)

DE000A0WMPJ6

 0

3530509

0.00 %

3.13 %

Total

 3530509

3.13 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Lent Securities

N/A

N/A

899236

0.80 %

Total

899236

0.80 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Contract for Difference

N/A

N/A

Cash

31171

0.03%

 

 

 

Total

31171

0.03%

8. Information in relation to the person subject to the notification obligation

  

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

 

Name        

% of voting rights  (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

BlackRock, Inc.

%

%

%

Trident Merger, LLC

%

%

%

BlackRock Investment Management, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Institutional Trust Company, National Association

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Holdco 4, LLC

%

%

%

BlackRock Holdco 6, LLC

%

%

%

BlackRock Delaware Holdings Inc.

%

%

%

BlackRock Fund Advisors

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock Capital Holdings, Inc.

%

%

%

BlackRock Advisors, LLC

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Australia Holdco Pty. Ltd.

%

%

%

BlackRock Investment Management (Australia) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Holdco 3, LLC

%

%

%

BlackRock Canada Holdings LP

%

%

%

BlackRock Canada Holdings ULC

%

%

%

BlackRock Asset Management Canada Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Advisors (UK) Limited

%

%

%

BlackRock, Inc

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock UK Holdco Limited

%

%

%

BlackRock Asset Management Schweiz AG

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock (Luxembourg) S.A.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Luxembourg Holdco S.à r.l.

%

%

%

BlackRock Investment Management Ireland Holdings Limited

%

%

%

BlackRock Asset Management Ireland Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock International Limited

%

%

%

BlackRock Life Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock (Netherlands) B.V.

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock, Inc.

%

%

%

BlackRock Holdco 2, Inc.

%

%

%

BlackRock Financial Management, Inc.

%

%

%

BlackRock International Holdings, Inc.

%

%

%

BR Jersey International Holdings L.P.

%

%

%

BlackRock Group Limited

%

%

%

BlackRock Investment Management (UK) Limited

%

%

%

BlackRock Asset Management Deutschland AG

%

%

%

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

 

Holding position after general meeting:

% (equals voting rights)

10. Other explanatory remarks